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Innovating regional ecosystems and modernizing professional higher education

mar, 22/08/2017 - 16:08

Giving a tutorial on practice based and problem solving research

Sandra Hasanefendic

Fostering regional and innovation ecosystems through strengthening professional higher education and related research activities has been an imperative in recent years in Europe and globally. I have been personally involved both as a researcher, and expert adviser in understanding how and through which mechanisms can this be achieved. In recent years, I have been following and supporting the development of a program for the Modernization and Valorization of Polytechnic Institutes in Portugal. The comprehensive policy program was launched in 2016 at the initiative of the Portuguese Government and acts in more than fifty cities all over Portugal and aims to: a) promote local innovation partnerships through collaborative initiatives and co-creation mechanisms between polytechnics, local communities and a wide variety of small and medium size companies; b) foster problem based and practice oriented learning and research approaches to help innovate in professional higher education; and c) to secure knowledge sharing on educational practices and professional development across Europe through international collaboration among regional-based partnerships.

 

The policy program is built on inclusive, open and fully participatory community principles. It is a symbol of participatory policymaking in Europe centered around dialogue, negotiation and decision making among and between academic leaders and teachers/researchers, students, experts from local communities and companies in a wide variety of sectors, as well as across different countries. Its consequences are already greatly felt in Portugal, but it is predicated that the program will have far reaching consequences for the state of polytechnic education and research in Europe. Namely, it will promote internationalization of professional higher education which has mostly been local, while at the same time stimulate innovative research activities based on regional partnerships. This is expected to additionally strengthen the role of professional higher education institutions as intermediaries in regional and innovation ecosystems which has been recently discussed by me and my colleague Hugo Horta in “Training students for new jobs: Intermediary role of technical and vocational higher education”.

 

In the first phase of the program, targeted visits of polytechnic representatives to Finland, Netherlands, Ireland and Switzerland were stimulated. It was expected that this experience would lead to learning and gaining experience about the emerging professional higher education and related practice-based research activities in Europe. The second phase involved knowledge dissemination workshops, organized throughout the country and at different institutions, through which acquired knowledge and developments in other visited countries were shared. These workshops stimulated dialogues about lessons learned, but they also aimed to explore the current state of professional higher education and related research activities in Europe through tutorials and potential opportunities for improvement and innovation based on experience, yet within the limits of the national socioeconomic context.

 

The third phase of the program consisted of introducing targeted initiatives exploring aforementioned opportunities and promoting change at Portuguese polytechnics. The initiatives concentrated around the promotion of funded collaborative research projects between polytechnics and local industry and community, setting up creative research labs to promote polytechnics’ integration with their region through problem based and practice oriented research activities, and the promotion of short cycle technological courses resting on innovative learning methodologies promoting problem based and practice oriented research. It has involved the use of European structural funds and national funds in a total of 46 million Euros for a period of 18 months.

 

The current phase concentrates on the promotion of internationalization activities and partnerships between European professional higher education institutions and associated research groups. Within this framework, the Portuguese Minister of Science, Technology, and Higher Education recently visited Dutch polytechnics in Rotterdam and Leeuwarden and agreed on strategic international partnerships promoting long term collaborative activities between polytechnic institutions in Europe.

 

These international partnerships are critical in sharing learning perspectives and developments in professions to train resilient and engaged students and professionals of the future. It is expected that the partnerships will benefit students by fostering dual and joint programs, exchange in research projects among others, and contribute in gaining a more rounded understanding of their profession. Professions are not local but globally developed and by exposing students and staff to the same profession, yet in different environments and contexts, and through problem based and practice oriented research activities, the idea is that they will be able to advance the state of the profession in their local and regional contexts within Portugal.

 

 

Sandra Hasanefendic is a double doctoral degree student from the Vrije University in Amsterdam, The Netherlands, and ISCTE – Instituto Universitário de Lisboa (ISCTE-IUL) in Portugal. She researches organizational behavior in higher education. Her focus lies on non-university higher education (or professional higher education) and responses to policy pressures regarding research and innovation in education and training. Sandra also teaches, consults and advises policymakers on issues relevant to advancement of professional higher education and research activities in Portugal and the Netherlands.

 

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Catégories: European Union

The post – Crimean world: Russia´s annexation and its consequences.

mar, 22/08/2017 - 11:42

I would like to take a look at the factual and legal aspects of Russia´s aggression against Ukraine´s territorial integrity in early 2014. Indeed, to what extent has the international law been violated and what are the consequences?

 

In February 2014 Russian authorities used the internal political conflict in Ukraine to deprive the Ukrainian state of its control over Crimea by attacking the Crimean Parliament and blocking the peninsula’s infrastructure as well as power ministries´ units with “unidentifiable” “green men”, which later turned out to be Russian military and security forces. Further, a fake, internationally condemned, referendum with rigged results was held in order to give the affair a flair of justice, and to absorb Crimea with apparently legal means.

 

As far as the relations between Russia and Ukraine are concerned, they are contained in a number of bi- and multilateral agreements.  The 1994 Budapest memorandum was concluded providing Ukraine with security assurances for giving up Soviet nuclear weapons. USA, UK, Russia committed to “respect the Independence and Sovereignty and the existing borders of Ukraine” and reaffirmed their obligation to refrain from the threat or use of force against the territorial integrity or political independence of Ukraine, and that none of their weapons will ever be used against Ukraine except in self-defense or otherwise in accordance with the Charter of the UN.

 

The Constituent Act of the Community of Independent States of 1991 set out the principles of respect of the existing borders, with Russia relinquishing any challenge to them.  In 1997 the Treaty on Friendship, Cooperation and Partnership, and the Black Sea Fleet Status of Forces Agreement, prolonged until 2042 in 2010 by the so-called Kharkiv Accords, were concluded between Russia and Ukraine, reaffirming again the inviolability of the borders between both states.

 

Kremlin claims the legality of its actions under two concepts of international law: the protection of nationals abroad (Articles 2(4) and 51 UN Charta) and intervention upon invitation. Both, upon consideration, don’t find factual support for referring to. Rhetorical claims of Putin have no legal value and can not supplement existing case law and international practice.

 

General Assembly Resolution A/RES/68/262 of 27.3.2014, adopted with 100 votes,

58 abstentions, and 11 No-votes, has called upon states not to recognize any alteration to the status of Crimea and the city of Sevastopol.  Russia violated the following United Nations Charter provisions:

- Article 1.1: UN´s purpose is to maintain international peace and security.

- Article 2.3: All Members shall settle their international disputes by peaceful means in such a manner that international peace and security, and justice, are not endangered.

- The use of force is prohibited (Article 2.4), as is intervening in another state’s domestic affairs and territory (Article 2.7).

- Armed intervention is only justified when mandated by the UN Security Council under Chapter VII or in case of self-defence.

 

The EU´s reactions include diplomatic sanctions adopted by the EU (the unilateral suspension of visa facilitation talks, negotiations on the New Agreement, and the EU-Russia Summit); level 2 restrictive measures based on Article 29 TEU (CFSP Decision) + Article 215 TFEU (Regulation); and level 3 economic sanctions (e.g. arms, oil, gas and other trade embargoes).

 
The Organization for Economic Cooperation and Development (OECD) suspended the accession process of Russia and began strengthening ties with Ukraine. The OSCE Parliamentary Assembly has accused Russia of the breach of the basic principles laid down in 1975 Helsinki Final Act, 1990 Charter of Paris for a New Europe, and condemned Russian actions in Ukraine in 2014 “Baku Declaration” and in 2015 “Helsinki Declaration”.

 
The Parliamentary Assembly of the Council of Europe (PACE), declaring that Russia’s annexation of Crimea was “in clear contradiction with the Statute of the Council of Europe” and the commitments Russia made, when it joined the organisation in 1996, has decided to suspend the voting rights of the Russian delegation, as well as its right to be represented in the Assembly’s leading bodies, and its right to participate in election observation missions. In its resolution, adopted by 145 votes in favour, 21 against and 22 abstentions, the PACE Assembly stated that the military occupation of Ukrainian territory, threat of military force, recognition of the illegal referendum and annexation of Crimea “constitute, beyond any doubt, a grave violation of international law”.

 
Ukraine pursues many courses of action. Thus it has filed a claim at the European Court of Human Rights in Strasbourg, but the options beyond this are limited, lawyers agree. Russia does not recognise the jurisdiction of the International Court of Justice, while its position as a Permanent Member of the UN Security Council means little chance of formal UN sanctions given its possession of the veto. Ukraine intensified its cooperation with partner states, EU, NATO, Visegrad, etc. thus adopting a clear European course and building a significant coalition of states.

 
This case raises structural questions regarding the development of international law. If the conflict is not solved promptly, it may serve as a precedence and justification for further violation of legal practice, bringing uncertainty, potential chaos and unenforceability into any international agreement.

 
Calls for reforms in the UN Security Council composition, procedures and competences intensify since 2014, and if not attended to, may lead to further de-legitimisation of the UNO.

 
Besides, we witness qualitative and quantitative proliferation and legalization of the “hybrid war” methods, by military masking the uniforms or mercenaries, but also through manipulation, propaganda and fakes, with growing significance of populistic rhetoric for legitimizing the breach of legal norms, irrespective of factual background and international law.

 
Russia´s actions have a transformatory influence on international politics and institutions, since giving up or non-proliferation of the nuclear weapons in return for guarantees has lost its credibility.

 
Given the usual lack of legal remedies in international relations, the value of international commitments fell sharply. This fall is exacerbated by unwillingness of the guarantor states, EU, NATO, UNO, OSCE and other entities to address the conflict in a serious manner in order to provide for effective remedies for law and treaty enforcement, de-occupation and de-escalation of aggression.

 

By annexing Crimea Russia raised fundamental questions about the principles of world order. For Russia itself the annexation is a watershed event, which dramatically intensifies the internal political and economic burdens, that Russia’s authoritarian regime is faced with. In the long run, many scholars predict disintegration of the Russian Federation territory into more cohesive legal entities in accordance with economic, socio-cultural, ethnic and historical legacies, all according to the “principles” Russia itself set in motion in 2014.

 

A. Svetlov

The post The post – Crimean world: Russia´s annexation and its consequences. appeared first on Ideas on Europe.

Catégories: European Union

Harmful Cyber Operations in the EU: Implementing the NIS Directive into the UK Legal System

jeu, 17/08/2017 - 09:30
Publication resulting from the UACES 2017 PhD and ECR Conference

The prevalence of cybersecurity threats against state infrastructure demonstrates the need for an effective European and national response, writes Eva Saeva. Focusing on the UK, she argues that, while legal measures are important, the fast-changing nature of the situation means that other avenues, such as public-private cooperation, are also essential.

System Lock, Yuri Samoilov, CC-BY-2.0

The first major cyberattack on a nation state occurred ten years ago, in Estonia in 2007. The attack uncovered a grey area in the field of international law, and policy-makers and security experts were caught off guard.

In the years to follow, malicious activity exploiting the virtual space’s endless possibilities and vulnerabilities rapidly evolved and attacks on critical infrastructure increased significantly (e.g. in Georgia in 2008, the Stuxnet worm in Iran in 2010), creating a whole new domain of war – the online borderless world of cyberspace. But international law followed suit and scholars, decision-makers and even the UN agreed that existing international law applies to cyberspace and any comparison with the ‘Wild West’ was deemed as groundless.

Regardless, many questions remained unanswered. For instance, what actually constitutes a harmful cyber operation and who can perform such a powerful attack? The term ‘harmful cyber operation’ means any malicious activity that targets critical infrastructure sectors (e.g. electric grids, nuclear power plants, air traffic control, hospitals, etc.) of another state that can cause major damage, death or destruction in the physical world.

This can be conducted by a group sponsored by a state, or a non-state actor, acting independently. While these attacks might not always cross the threshold of use of force (prohibited by Article 2(4) of the UN Charter), they can still cause major consequences for the victim state and violate its sovereignty or the principle of non-intervention.

The European Union has not been immune from these developments. In the EU, cyberattacks (both harmful and non-harmful) against government institutions and critical infrastructure have significantly increased in recent years (e.g. in Italy in 2014, in Germany in 2016, and most recently, in a number of EU countries with the WannaCry ransomware).

Legislation on the malicious use of the virtual space at national level is different in all Member States. However, due to the interconnected information and network systems, an attack against one Member State will likely have a spill-over effect that could lead to breaching the security of the whole EU. Therefore, the need for a supranational legislation on cyberspace is clear.

As a result, after years of negotiations on promoting closer cooperation on issues such as data protection laws and the internal security of the Union, the Network and Information Security (NIS) Directive, the first comprehensive EU cybersecurity legislative instrument, entered into force in August 2016. It aims at harmonising and stabilising the level of cybersecurity across the Union through public-private cooperation.

The urgent need for such cooperation reflects the awareness that critical infrastructure sectors are mainly managed by private businesses (or ‘operators of essential services’, as per the NIS Directive) with their own rules and regulations. If states want to achieve a certain level of cybersecurity, public and private actors need to start cooperating more.

Case study: The UK

The UK represents an interesting case for analysis, mainly because of its approach to cyber issues: cyber has been considered a Tier One threat to national security since 2010. In light of Brexit, many will wonder whether or not the implementation of the NIS Directive into national law will happen. The answer is yes. The transposition has to be completed by May 2018, which means that the UK will have to do it regardless of Brexit.

Whether a new law will be introduced or present legislation will be adapted is still unclear. And while in many states the NIS Directive will fill in a void, this is not entirely the case with the UK. Although there is currently no Cybersecurity Act, the UK is one of the states with some cyber-related legislation regulating the security and intelligence agencies’ work, specifically the Government Communications Headquarters (GCHQ), which deals with cyber issues.

The law currently in force is the Investigatory Powers Act (IPA) 2016, which legalised bulk equipment interference powers, previously known as computer network exploitation and today known as hacking. In other words, the IPA legalised what has already been stated in the National Cyber Security Strategy 2016 – that the UK is developing offensive cyber capabilities.

The recent WannaCry global ransomware attack and its impact on the UK’s National Health Service (NHS) provides a clear rationale for the timely adoption of the NIS Directive. The issue with hacking medical records is far from new. It was already the subject of discussion in the UK back in 1991 when the ‘unpleasant aspects of these new systems of technology’ were acknowledged in relation to hacking into hospital computers.

Yet 26 years later, the WannaCry attack caused major disturbances and a halt to the work of the NHS. The virus hit devices using Windows XP – an outdated and unsupported version of Microsoft software, highly vulnerable to attacks, a fact the NHS was aware of. However, even though the NHS is a critical infrastructure sector, there is currently no law in the UK that enforces security measures for network and information systems, which, if present, would have technically prevented the attack.

This gap was also acknowledged in written evidence provided by Google, Yahoo, Microsoft, Apple, Twitter and Facebook on the Investigatory Powers Bill, which argued that the draft bill failed to provide statutory provisions on ‘the importance of network integrity and cyber security’. In cases like this, the great importance of the NIS Directive becomes obvious.

Even though the NIS Directive is an excellent initial step towards better coordination and safer cyberspace across the Union, it will be years before its effectiveness can be demonstrated. The problem is that the process of adopting law is time-consuming and cannot keep pace with technology. Laws cannot be amended immediately after a new network, device or software update has occurred. There are always going to be zero-day vulnerabilities to be exploited by security agencies and/or criminals. What the NIS Directive can do, however, is minimise the risk of further Wannacry incidents.

Please note that this article represents the views of the author(s) and not those of the UACES Student Forum or UACES.

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Eva Saeva
Newcastle University

Eva Saeva is PhD Candidate in Law at Newcastle University. Her research concentrates on the EU’s legal approach to cybersecurity.
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Catégories: European Union

Why Brexit’s Impact on EU Foreign Policy Might Remain Limited

jeu, 17/08/2017 - 09:00
Publication resulting from the UACES 2017 PhD and ECR Conference

While last year’s Brexit vote marked a watershed moment for the European Union, its impact on EU foreign policy might remain limited, writes Ragnar Weilandt. He argues that the UK’s dual role as a provider of capabilities and occasional driver of policy on the one hand, and as an obstacle to constructing common institutions and positions on the other, means that these contradictory influences are likely to cancel each other out.

© 2017 European Union

Brexit means that the European Union loses one of only two Member States with strategic ambition, a capable military, a nuclear deterrent and a permanent seat on the United Nations Security Council. It also loses a driver of key foreign policies such as enlargement, trade liberalisation and the global fight against climate change. At the same time, Brexit rids the EU of a member which regularly obstructed attempts to create or strengthen common institutions and to speak with one voice on the global stage.

Despite Britain having played both these fundamental and contradictory roles, it seems unlikely that Brexit will have a major impact on the EU’s presence in international affairs. British contributions might seem important for the EU’s Common Security and Defence Policy (CSDP). However, both France and the UK, which kick-started EU defence with their Saint-Malo Declaration in 1998, lost interest in the CSDP long before Brexit.

Most ongoing missions are rather unambitious and limited in scope, and British contributions in terms of personnel and equipment have been marginal in recent years. Rather than using the Permanent Structured Cooperation mechanism established by the Lisbon Treaty, the 2011 Franco-British Lancaster House Treaties established substantial bilateral military cooperation without any formal links to the EU.

Brexit might not affect the EU’s foreign policy preferences either. Enlargement, arguably the EU’s strongest source of influence beyond its own borders, is on hold for the foreseeable future. With Britain having moved from an enthusiastic supporter to enlargement sceptic in recent years, its views have largely converged with those of the remaining Member States. A victory for Remain in last year’s referendum would not have made much of a difference.

Meanwhile trade liberalisation and climate action have become second nature to the Union. Therefore, the loss of British influence is unlikely to have a major impact in these sectors either. Whether ambitious free trade agreements such as the Transatlantic Trade and Investment Partnership (TTIP) are eventually concluded would have depended more on public discontent in continental Europe than on the British government’s stance anyway.

While Brexit will probably not affect the EU’s modest role on the global stage, it is also unlikely to enable a rapid progression towards a more integrated and substantial common EU foreign policy.

It is true that the UK has often spearheaded efforts to undermine the creation of a more ambitious EU foreign policy. Having failed to prevent the creation of the European External Action Service (EEAS) in its current form, the UK engaged in political guerrilla warfare against what it saw as ‘competence creep’. On various occasions, British ambassadors blocked EEAS officials from speaking at international organisations and from issuing joint statements on behalf of the EU. The UK government even challenged the Commission’s exclusive authority over trade negotiations, in spite of this being completely in line with its own approach to international trade.

However, while Brexit removes a key obstacle to further and more substantial common external action, the view that foreign policy should remain the prerogative of the Member States is by no means limited to London. Along with the currently rather Eurosceptic climate in continental Europe, this makes major leaps towards a more integrated EU foreign policy appear rather unlikely in the short term.

Recent initiatives such as the establishment of a Military Planning and Conduct Capability (MPCC) facility or the €5.5 billion European Defence Fund have raised hopes among federalists. The timing of their announcement was indeed quite symbolic. But these initiatives had been in the pipeline for quite a while and are limited in scope and ambition. Rather than a first step towards an integrated EU army, they represent a continuation of the pragmatic but modest efforts that have been made in recent years.

Although no major short-term changes should be expected with regards to institutions and policy preferences, the British decision to leave the Union is likely to affect the EU’s standing on the global stage. The Union’s international credibility has already suffered due to its inadequate reaction to the Eurozone sovereign debt crisis and the refugee situation in the Mediterranean. Brexit is likely to further undermine its reputation in the international arena. This is not only due to the Union losing a key member state with major strategic, economic and diplomatic capacities. It also relates to the fact that the EU is loses a member at all.

The reality that the EU has ceased to be sufficiently attractive even for one of its own members undermines its ability to promote its model as well as its norms and values towards third states. Hence, Brexit further reduces the EU’s soft power, which is arguably one of its greatest sources of international influence.

Whether this trend can be reversed depends on how the EU deals with the challenges that lie ahead. Recent political developments warrant cautious optimism. While Britain is plunging into chaos, the EU looks stronger and more stable than it has in quite a while. The Union’s economic situation is improving, its Member States have shown unprecedented unity on the Brexit talks and there is increasing support for structural reforms. And most crucially, European citizens’ support for further European integration is finally on the rise once again.

Please note that this article represents the views of the author(s) and not those of the UACES Student Forum or UACES.

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Ragnar Weilandt @ragnarweilandt
Université libre de Bruxelles and University of Warwick

Ragnar Weilandt is PhD Candidate in Politics at the University of Warwick and the Université libre de Bruxelles. His research focuses on EU foreign policy and Euro-Mediterranean relations.
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Catégories: European Union

The weak/strong paradox of Brexit

jeu, 10/08/2017 - 10:12

I’m wrapping up for a summer break, just as more Brexit stuff is about to be released: tant pis.

While we wait for that – and it might not come to much - I’d like to revisit a theme that has long floated about the Brexit debate, namely the weak/strong paradox.

Simply put, many of those who argue(d) for Brexit said that the UK was weak within the EU. It is pushed around, made to do things that it didn’t want or like, and generally got the sharp end of the stick. But if the UK left, then it would be strong, able to play a major role in the world and pursue its interests with much more ease, including with the EU, who would have to take what the UK offered.

Hopefully the paradox is evident, especially when one asks why it should be that as an insider the UK should have less power and agency than as an outsider.

As much as an answer exists, it points to the UK becoming stronger by no longer having to be involved in the large amount of EU activity that it never cared for – a ‘getting back to basics’-type argument – and to the presence in the British polity who have betrayed the national interest by working to support the EU – the ‘fifth column’ line. You can see where both come from, even if neither stands up to very close inspection.

I’ve been reminded of all this by some of the news stories and discussions this week (like this and this), that come back to a core frame of “it’s the EU’s fault”.

“It” here means pretty anything you like.

Over the past couple of years, we’ve seen the EU blamed for not giving enough to Cameron in his renegotiation, giving too much, giving the wrong sort of thing, getting involved in the referendum, not getting involved enough, pushing too hard for Article 50 notification, not negotiating outside Article 50, pushing its agenda too much in Article 50, pushing the UK around too much in Article 50, trying to backslide on Brexit, trying to push for punishment of the UK: at that’s off the top of my head. You’ll have other examples.

Think of this as the manifestation of the weak side of the paradox: if it weren’t for those pesky Europeans, we’d be fine.

Oddly, the strong side has become more muted of late. Yes there is still talk of how the UK is – comparatively – a strong and stable partner, but the language is very much on the lines of “we can work something out”, “it just needs some common sense” and “it’s in our mutual interest”, i.e. more phatic than substantive.

The big gaping hole remains the lack of a clear plan from the UK for the process: I’ll not rehearse that again, except to say that the biggest surprise is that this should still be an issue, so late in the day.

You might think of this as an extension of the referendum campaign: both sides fought hard to win the vote, but neither engaged in a debate about what their outcome was good for.

Of course, the EU makes a very convenient scapegoat: it does lots of things, it is easily portrayed as ‘other’ and it isn’t good at defending itself. It’s not just the UK who does this, which is why euroscepticism is a continent-wide phenomenon.

But here, in the context of Brexit, the most striking thing is how the EU continues to be treated as the source of all woes. I have no doubt at all that whatever results from Article 50, the EU will be blamed for making/letting it happen. Indeed, there will be even greater incentives to do so: I mean, what can the EU do? Kick us out?

The point to be kept in mind is that this is a reflection on the UK’s agency.

As a first cut, it highlights the thinness of the British position now: if there was a plan, then the plan would be the focus of discussion, instead of how the EU is being difficult. In the absence of a constructive agenda, one falls back on to sniping.

As a second cut, it remains us that the international system is not one where states have anything like complete agency: whatever its relationship with the EU, the UK is going to be buffeted about by the world and its events. It may not be anarchic but it is tough (doubtless there’s a bunch of IR theorists who can argue this at much greater than I can).

When we talk about the UK needing a plan for Brexit, it has to be a plan that is not just about the EU and Article 50, but also about the wider future. Grumbling about the water in the meeting room isn’t going to be enough.

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Catégories: European Union

A Brexit summer reading guide

mar, 08/08/2017 - 11:59

Have you been struggling to keep up with all the new books on Brexit? Were you secretly planning to spend your summer holiday catching up on some of them? OK – perhaps not. But if you were, then here to help is a guide on what to take away with you to the beach or pool to focus on an issue that will keep us busy for several more summers to come.

Summer brings with it a host of reading lists on what to take away with you to while away the hours by the poolside or on the beach. The thought of a guide on what books to take away to read on Brexit might fill most people with horror. Even though Brexit negotiations are now underway, ‘banging on about Europe’, as David Cameron once put it, remains a sure way of boring most people. Giving the appearance you’re prepared to bang on about it while on holiday might seem just downright bizarre.

But that doesn’t apply to everyone. The number of people bored by others banging on about Europe is bound to decline as Brexit hits home. And it certainly doesn’t apply to those struggling to study and understand Brexit, aka ‘Brexicologists’. The past year has witnessed a flood of books explaining what happened in June 2016 and trying to understand what might happen next. Then there’s the mountain of reports and articles from governments, parliaments, think tanks, universities, businesses and so forth. We’ll leave them for another day.

It’s easy to lose track and even though it might not be the ideal way (or one many are prepared to admit) to use a summer holiday, time away does offer a chance to reflect on the biggest political development Britain has faced in decades. Below I list some of the best books published since the referendum. A regularly updated list can be found on my website.

The campaigns

Not long seemed to pass between the final votes being counted and the appearance of the first books telling of what happened inside the campaigns. Tim Shipman’s All Out War: The full story of how Brexit sank Britain’s political class remains a provocative and well-written account of both the Remain and Leave campaigns. Cameron’s communications director, Craig Oliver, was equally quick out of the blocks with Unleashing Demons: The inside story of Brexit. It remains one of the best insider accounts. Owen Bennett’s The Brexit Club takes us into the victorious but often deeply fractious Leave campaigns. Another quickly published account is Harry Mount’s Summer Madness: How Brexit split the Tories, destroyed Labour and divided the country. Love him or loathe him, UKIP funder and businessman Aaron Banks’s updated The Bad Boys of Brexit is guaranteed to evoke strong feelings.

Explaining the vote

The rush to have the first word and so define history means anecdotes can win out over careful analysis. Jason Farrell and Paul Goldsmith offered a more considered approach in How to Lose A Referendum: The Definitive Story of Why the UK Voted for Brexit. In explaining their eighteen key reasons for Leave’s victory, they delve into both the history of UK-EU relations and more recent developments in the campaign.

Former Labour minister Denis MacShane was quick to turn his pre-referendum book ‘Brexit: How Britain will leave the EU’ into Brexit: How Britain Left Europe. Last time I heard he was working on the next book Brexit: How Britain will stay in the EU, which will focus on the limits of Brexit and be ideal reading for your 2018 summer holiday.

Tory donor and polling supremo Lord Ashcroft teamed up with Kevin Culwick to quickly publish Well, You Did Ask… Why the UK voted to leave the EU. Published soon after the vote, it collated some of the earliest polling that helped explain why the British people voted as they did.

The most detailed analysis of the vote so far published is Harold Clarke, Matt Goodwin and Paul Whiteley’s Brexit: Why Britain voted to leave the European Union. As the most comprehensive analysis so far of the vote it is required reading for anyone interested in the referendum. You can read my review of the book for the LSE’s Brexit blog here.

If numbers are not your thing then Andrew Glencross’s Why the UK voted for Brexit provides a short academic analysis of the referendum divided into four sections covering the history of Euroscepticism, the renegotiation, the campaign, and the future handling of Brexit. It focuses on the nature of direct democracy in the UK and the nature of Euroscepticism.

What now?

Brexit is not an event or a single process, but a series of potentially open-ended processes touching on everything from tariffs and health to matters of war and peace. Understanding where this unprecedented development takes the UK or the EU is the biggest challenge Brexit poses. Almost every book listed in this review offers some ideas on where we go next. Some do so more than others.

Published not longer after the vote, journalist Ian Dunt’s Brexit: What the hell happens now? gives an easily digested – but Remain leaning – account of what may unfold.

A more detailed and academic analysis looking at the implications of Brexit across a wide range of institutions and policy areas can be found in Janice Morphet’s Beyond Brexit: How to assess the UK’s future.

Cambridge professor of law, Kenneth Armstrong’s Brexit Time: Leaving the EU – why, how and when? is divided into four sections examining the world before the vote, the vote itself, preparing for Brexit, and Brexit itself. It’s accompanied by a very helpful online edition.

Former foreign secretary, SDP leader and supporter of Leave, David Owen, teamed up with David Ludlow to write British Foreign Policy After Brexit, which offers thoughts on where Brexit leaves Britain in the world.

UCP’s ‘Haus Curiosities’ series of short pamphlets offers two on Brexit. C4 News political editor, Gary Gibbon’s Breaking Point: The UK referendum on the EU and its aftermath, looks not only into what drove Brexit but provides some analysis of what it could mean for the UK and the remaining EU. Stephen Green’s Brexit and the British delves into the divisions in British society to find answers to why Britain voted as it did.

Academic overviews

The breadth of Brexit as a topic means we can expect many edited books on the topic. Both of those so far produced are ideal for postgraduate readers or those with an existing knowledge of the topic of UK-EU relations.

David Bailey and Leslie Budd’s The Political Economy of Brexit looks not only at the political economy of Brexit, but also at such issues as the unity of the UK and the future of the EU. Contributors include Edgar Morgenroth, Jan Toporowski, Lisa De Propris, Sukhwinder Salh, Margarita Nyfoudi, Alex De Ruyter, Dimitris P. Sotiropoulos, John Milios, Jim Gallagher, John Bachtler, and yours truly.

Similarly, William Outhwaite’s Brexit: Sociological Responses builds around a sociological approach a broad-ranging coverage of the topic. Contributors include Martin Westlake, Jonathan Hearn, John Holmwood, Stefan Auer, Craig Calhoun, Chris Thornhill, Gurminder K. Bhambra, Colin Crouch, Gerard Delanty, Antje Wiener, Simon Susen, Harry F. Dahms, Adrian Favell, and yours truly.

Polemics

Guilty Men: Brexit Edition by ‘Cato the Younger’ is the most provocative of all the books listed here. It is based on the 1940 classic of the same title that condemned the men guilty of the policy of appeasing Hitler. This Brexit edition is aimed squarely at those in Britain and Europe who Cato argues led Britain into making its biggest mistake since the days of Chamberlain and Lord Halifax. Unapologetic in its tone, the fifteen men and women listed are found guilty of deceit, distortion, personal gain, failures of leadership, and gloating, hubris and frivolity.

Longstanding Eurosceptic Dan Hannan’s What Next: How to get the best from Brexit offers a Leavers analysis of where Britain and UK-EU relations can go next with a focus on the nature of UK democracy.

Christmas stocking fillers

With your productive holiday of Brexit reading behind you, you’ll no doubt be keen to keep abreast of the many Brexit books due out later this year. Worry not if you once again find yourself falling behind with reading them. If you’re good then maybe on Christmas morning you’ll find Santa has stuffed one of the following into your stocking. What better way to spend Boxing Day than reading about Brexit?

The autumn will see the publication of Anand Menon and Geoffrey Evans’ Brexit and British Politics. Anand – the Professor of Brexit studies – will be familiar to many as the head of the ESRC’s UK in a Changing Europe programme. Their book looks set to explain the outcome of the vote by looking at longer-term trends in British politics.

The autumn will also see Brexit: What Everyone Needs to Know by David Allen Green. Part of OUP’s ‘What everyone needs to know’ series, what you need to know about Brexit will be set out in the answers to 41 questions.

I’ll be adding my own contribution with Europe’s Brexit. Thanks to the work of a team of thirty people across Europe, this edited book will look at how the rest of the EU – all twenty seven other member states and the EU’s institutions – responded to the UK’s renegotiation, referendum campaign, the result of the vote, and reacted up to the triggering of Article 50.

By 2018 we should all have a much better idea of where Brexit is taking us. The year already promises some textbooks to accompany the debate, with a Handbook of Brexit planned by Patrick Diamond, Peter Nedergaard and Ben Rosamond. If I spend the summer reading and writing on Brexit then my own Brexit: A Concise Introduction should also be available thanks to Policy/Bristol University Press. If you can’t wait that long then catch the Brexit: A Crash Course of lectures at NYU on which the book will be based.

This post first appeared on the LSE’s Brexit Vote blog.

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Catégories: European Union

International relations reconsidered: Accession of the EU to Ukraine – a 2030 scenario?

sam, 05/08/2017 - 12:38

This fictional story, which can potentially materialize, is to be pondered about, given the current oncoming of apparently uncertain times in the global politics.

This is a scenario of how, for the sake of progress and stability, the EU should avoid the political and territorial division of the European continent and ongoing divisions into the 1st and 2nd class countries.

For long the Europe’s political boundaries did not coincide with its geographic ones, but the decision of the EU Council, eagerly endorsed by the Parliament in Luxembourg, to join Ukraine, finally gave hope to the citizens of the EU. Since then they could look into the future with certainty. For the EU this important and logical step meant the beginning of its own successful transformation into a modern polity.

For the EU, Ukraine in this respect is not only the land of the rising sun. It is the home of Humanism and Progress, the island of Normality in the sea of chaos and crisis. Ukraine serves as a centre of continental gravity, which exercises both passive influence (because it is so attractive) and active policies of cooperation with the neighbouring European Union. Humanitarian assistance is being constantly shipped to the EU´s capitals in order to relieve the needs of destitute and homeless population of the European continent.

By 2030 the EU came to bureaucratic perfectionism, but at the cost of common sense and human individuality. Led by unaccountable politicians, the EU turned into a bureaucratic monster, unable to make concerted decisions, thus further undermining its democratic legitimacy and neglecting civil rights of its subjects. The inability to deal with complex issues and various challenges, impaired EU´s functionality and threatened its very existence. Brittle peace which at rare times still could break out within the EU was always of undurable nature, with increasingly more countries leaving this sinking ship.

As a response to the ongoing crisis the EU was about to turn into authoritarian and repressive state, squeezing the last taxes from its impoverished citizens. Total control of all social life and public sphere in the EU, together with regular, illegal and inhumane screening of all EU´s citizens, further undermined public trust in the European Union. What followed, was the mass migration of Europe´s citizens to Ukraine, for whom this country meant going back to the normality. They fled from the EU´s over-regulation and pervasive dominance of ultimate rationality.

In this context the European Union´s decision to join Ukraine, which is seen as the true, original Europe, unspoilt by genetically modified products, Bureaucratization of all spontaneous activities and Standardization of everyday life, came just right. Ukraine remained the only state in the world, still free from thought control. It built upon its democratic traditions to become the richest and most developed state on the European continent.

It is not only the geographical center of Europe, which lies in Ukraine. The decision came as a recognition of the key role, played by Ukraine in the fields of global security, food and energy supply as well as cutting edge technologies, such as green energy, aircraft and space ships. The Ukrainian space ships fly American, European and even Brazilian satellites into space for over half a century now.

The Ukrainians, as opposed to the EU´s citizens, managed to nourish their love for freedom, stemming from the Cossack state of the 17th century. This country made the principles of liberty, equality and fraternity the everyday reality already back then. The Cossacks had direct democracy, which is the most democratic of democracies.

Besides, Ukraine is the country, which gave birth not only to Belarus but also to Moskovia, which in the 18th century self-proclaimed itself as Russia.  The first constitution in Europe, written in 1710, was also the Ukrainian one. It established a democratic standard for the separation of powers between the legislative, executive, and judiciary, and that well before the publication of Montesquieu’s Spirit of the Laws. The Constitution was unique for its historic period, as it limited the executive authority, protected individual rights and established a unique Cossack parliament.

Europe acknowledged Ukraine´s outstanding contribution to the European civilization and world peace. This country lost over 10 million dead (a quarter of its population) during the WWII. Nevertheless Ukraine could quickly rise from the ashes of the war and already in 1951 the first computer in Europe came from Kyiv. And although this computer´s initial average speed was just 50 operations per second, this invention paved the road for further evolution of technology.

In the light of all these facts, already well known in Western Europe, there is still some way to go in order to materialize the future of the common European house.

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Catégories: European Union

How do higher education institutions use internal quality assurance for quality improvement?

ven, 04/08/2017 - 08:44

Michaela Martin and Christine Emeran

A result of the rapid expansion and diversification of the higher education sector is that academic quality has come under greater scrutiny. The development of internal quality assurance (IQA) systems by higher education institutions (HEIs), as a means of monitoring and managing quality, constitutes one of the most important reform initiatives to address this concern.

 

Higher education institutions (HEIs) confront a number of challenges in IQA design, such as choosing an appropriate focus, integrating IQA tools into a cost-effective and coherent system, considering graduate employability, and finding an appropriate balance between centralized and decentralized structures. For these reasons, a demand exists for reliable empirical knowledge about how to make IQA effective while sustainable for the enhancement of quality and relevant for higher education in different national and institutional contexts.

 

UNESCO International Institute for Educational Planning (IIEP) research on internal quality assurance

To provide more knowledge on factors that condition IQA, IIEP, in coordination with the International Association of Universities (IAU), conducted an international survey to understand the purpose, orientation, structures, tools and processes, drivers, and obstacles of IQA practices in HEIs worldwide. In addition, IIEP conducted case studies on eight universities to document good principles and innovative IQA practices, analyze their effects, and identify factors (both internal and external) that contribute to an effective IQA system. The universities studied under the project are: American International University (Bangladesh), University of Duisburg-Essen (Germany), University of Talca (Chile), Daystar University (Kenya), University of the Free State (South Africa), Xiamen University (China), University of Bahrain (Bahrain), and Vienna University of Economics and Business (Austria).

 

This research followed a multi-stakeholder approach in the primary data collection to compare different actor groups’ perspectives on IQA, such as academic and administrative staff, students, and academic and administrative leaders. In each of the case universities interviews were held with university leadership at different levels, focus groups discussions with programme directors and students and survey conducted with academic and administrative staff. The overall purpose of the research was to highlight approaches to IQA and study their effectiveness with a view to providing good principles to inspire other HEIs to better design and implement an IQA system.

 

Benefits of Internal Quality Assurance

The research project revealed that, in the institutions examined, IQA has initiated a large set of reforms, particularly, in the domain of teaching and learning that has generally improved the coherence of study programmes and its alignment with labour market needs. In addition, as an IQA effect, management processes were streamlined and better integrated with data analysis and evaluation.

 

The research data also found a number of common factors for success, although they largely depend on the context of each individual institution and modes of implementation. Overall, the participating universities agreed that leadership support, stakeholder involvement, IQA integrated with strategic planning and an effective management information system were of tremendous importance. Leadership support was identified by both academic and administrative staff as a necessary and commonly present factor in the case universities in facilitating the integration of centralized and decentralized management of IQA. Linking IQA with decision-making can close the loop at three levels: individual level; academic programmes, and strategic planning of the whole university. Indeed, strategic planning provides a framework of orientations and goals, including on quality, at all levels towards which IQA works most effectively if all levels are engaged.

 

Lastly, the effectiveness of the IQA system also relied heavily on the level to which students and staff were aware of and involved in its processes and tools. For instance, programme reviews and job market analysis were found effective if they incorporated employer recommendations to revise academic programmes in line with employment needs. In terms of limits, students and staff felt that they did not receive enough feedback from certain IQA tools, such as course evaluations or student satisfaction surveys, the study found. In addition, the data from certain tools was not always used for maximum benefit by all stakeholders. For instance, the results of graduate tracer studies were predominantly used by management rather than academics who are in charge of the revision of study programmes.

 

Overall, the study concluded that IQA is most effective if it leads to a regular internal dialogue on quality. A dialogue that fosters a quality culture that is also the ultimate purpose of IQA and will contribute to improved academic quality and graduate employability.

 

Visit here for more information on this study.

 

Michaela Martin and Christine Emeran work on higher education issues at the UNESCO International Institute for Education Planning (IIEP-UNESCO).

 

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Catégories: European Union

A tentative model of the EU27′s approach to Brexit

jeu, 03/08/2017 - 10:47

As everyone (semi-)winds down for the August break, and the pace of events slows, it is a useful point to consider Article 50 and Brexit once more.

While I have usually looked at this from the British end, this time I’d like to look at it from the EU’s perspective, not only because I’m now in a large research project with Hussein Kassim doing just this, but also because the structure and process of Article 50 is very much driven by the EU.

Moreover, I have a number of thoughts that I’m trying to marshal together and this is as good a time as any.

With all that in mind, I want to suggest that the EU’s position is conditioned primarily by salience, and only secondarily by substance.

Salience as a key driver

The opening observation is that the EU faces a wealth of issues and difficulties at any given time, by virtue of its size and nature. Because it reaches into a very large number of policy areas and because it covers many states (both as members and as external partners), there is always copious scope for something to go wrong.

Moreover, at present, the EU faces a particularly large number of grave problems, above and beyond the normal noise. Most obviously, the long-running eurozone crisis remains highly problematic, despite nearly a decade of efforts to address it, with a model of economic governance that still lags far behind monetary centralisation. The migrant/refugee crisis might not be quite as hot as in 2015, but it is still highly political and increasingly pervasive in its effects. And Russian challenges to security are as poor as they have been at any point in the post-Cold War era.

And that’s just to pick on the three most obvious candidates, alongside Brexit.

But Brexit differs in one crucial aspect. It looks manageable, in a way that the others do not.

By this, I mean that it is a ‘going-away’ problem, a bit of difficulty that is contained to one country that wants to get away. Sure, it’s still tricky to work out the details, but the basic intent of the UK appears to be to get further away, not closer. By contrast, the other issues are ‘coming-closer’ ones, pervasive and structural, with higher cost implications for the EU. Put differently, if nothing’s now, the UK will stop being the EU’s direct problem, while the others will just get worse.

To be clear, this is an attitudinal view, rather than an objective one, as we’ll discuss below. But the point remains that in the grand scheme of (EU) things, Brexit is low down the list.

You can find markers of this all over the place.

The European Parliament Think Tank’s review of 2016 European Council conclusions showed that only 5% of space was devoted to Brexit, as against 50% on migration, 20% on economic governance and 20% on foreign policy. Also consider how most EU27 discussions of Brexit have also been bound up in (and increasingly are subservient to) wider discussions about the future of the Union. It also accounts for the common view across the continent that the British have been crazy to decide to visit Brexit on themselves when there are many more important things to be dealing with. More prosaically, Jean Claude Juncker spends maybe some more time than half-an-hour per week (as claimed by his chief of staff), but evidently not much more.

In short, for most member states and most institutions, there are more pressing issues to deal with than Brexit.

The upshot of this is two-fold:

Firstly, it means that EU preferences are formed primarily by those who do find the matter salient. And secondly, it means that the EU’s position might not be as stable as it currently looks.

When actors care

Taking each of those points in turn, we can observe that there have been parts of the EU that have seen Brexit as a key priority for action.

Exhibit one includes the Commission and the President of the European Council. As guardian and figureheads of the Treaties they have been the logical point of contact in the initial phases of the process, firstly as Donald Tusk managed the renegotiation, and then as the Commission slotted into its conventional role as negotiating partner in Article 50. From the day after the referendum, both have worked together to pull together a management plan and then a negotiating mandate. This latter is clearly informed by the central idea that the EU’s legal order needs to be preserved, not least because to have otherwise would compromise their own positions within the Union: if a departing state can change the treaty architecture, then what might a extant member state require or demand?

These bodies are thus pursuing both their official role and engaging in an (indirect) defence of their position: recall that in June 2016, it wasn’t clear what would happen with populists in the Netherlands, France, Hungary, Poland or elsewhere. Brexit was (and is) an opportunity to demonstrate the value of membership to all and sundry.

Exhibit two is Ireland. Of all of the EU27, this is the member state that most obviously has a stake in how Brexit unfolds. It is no accident that the border question is included in the opening round, since Irish politicians and diplomats worked very hard indeed to get it positioned there, working on the basis that the UK didn’t seem to be too bothered about it all. Quite aside from the apparent intractability of the matter, the willingness of the country to make such a strong push reflects on this idea of salience: economic modelling suggests Ireland will suffer much more than any other member state as the UK transitions.

Exhibit three are the ‘odds and sods’ group, which currently includes Spain and Croatia. The former saw an opportunity to include references to the status of Gibraltar in the mandate, while the latter has become the only vocal critic of that mandate, focusing on free movement restrictions that arise from the on-going transition arrangements the country has had since joining in 2013. While neither of these have been big issues, they highlight how particular issues can become important as negotiations progress.

What matters

Of course, to argue that most member states don’t care is misleading. And the argument here is that low salience combines with a Commission-led mandate that addresses most concerns, leading the rest to leave this to one side until a more critical juncture. That juncture will be at the end of the process, when decisions are actually made. As such, we might expect that the relative harmony of the EU over Article 50 is conditional, not structural.  To pick just a couple of  examples, the European Parliament might decide it needs more on citizens’ rights before it accepts a deal, while accommodations in any transition deal might cause problems around the financial settlement, to the displeasure of net budget contributors.

It is also important to underline that Article 50 is not the whole game of Brexit. Equally as important is the way in which the UK’s departure will change the balance of the EU. Those countries that saw the UK as a counter-weight to Germany or France, or who used it to promote liberalising, Atlanticist agendas will now find that the environment is less conducive. Security will be a key part of this, as there is a potential to return to the old cleavages and a structural boost to Europeanist models.

This means that states have to think about what Brexit means for the rest of the UK’s relationship with Europe, through NATO, WEU and all the dense network of multi- and bilateral agreements. And it also means that states have to think about how to adapt their EU strategy: there will have to be a realignment of alliances and coalitions.

And this brings us back to the starting point: Brexit qua Brexit is only ever going to be part of a much larger picture for most member states, and much of what will matter will be in their own hands and have little to do with the choices that are reached within Article 50. That leaves a lot of opportunity for those who do care to shape matters.

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Catégories: European Union

Brexit boost? Did the EU referendum improve the awareness of EU regional policy in the UK?

jeu, 27/07/2017 - 17:41

EU regional policy spending accounts for about a third of the EU’s total budget. It is the EU’s main mechanism for financial redistribution. In addition to supporting jobs, economic growth, sustainable development and so on, one of its key stated aims is to underpin European solidarity. In this way it is a key part of the European integration project. This is why the Commission places a lot of emphasis on how its regional spending is communicated to citizens, and it’s why they are particularly concerned with how spending is perceived and making sure it is well publicized. For this reason, recipients of EU funds are required to acknowledge the EU’s contribution on public signage and in literature.

 

A Huggins family day out funded by EU regional policy…

 

Despite these efforts, communication of EU regional policy is far from perfect and awareness of EU spending varies significantly across the EU. To get a feel for how it is doing on this front, the European Commission sporadically looks at public opinion about EU regional policy through the Eurobarometer survey. The results of the latest survey were published last month. There are some interesting findings when looking at the UK.

 

In June 2015, just 9% of UK respondents said they had “heard about any EU co-financed projects to improve the area where you live”. This was the lowest level of awareness among any EU member state (the EU average was 34%, Poland had the top spot at 76%). In March 2017, however, this had doubled to 18%. This is still very low (though no longer the lowest), but on a percentage point basis this represents the joint highest increase (with Ireland) in the EU.

 

Large increases are found in other measures in the survey too. 35% had heard of the European Regional Development Fund (ERDF) in March 2017 (EU28 average 28%), compared to 29% in June 2015. Again this 6 percentage point difference was the highest increase across the EU28.

 

27% said they were aware that EU funding fosters cross-border co-operation between regions (EU28 average 22%), up 13 percentage points from June 2015 and again the joint highest increase across the EU28.

 

Of the respondents who had heard of either the ERDF or Cohesion Fund, 22% felt they had benefited from an EU funded project (EU28 average 24%), up 12 percentage points from June 2015 and the second highest increase across the EU28.

 

What accounts for the increased awareness of EU regional policy in the UK between 2015 and 2017? The survey itself does not answer this question, but one obvious possibility is the EU referendum and Brexit. EU investment in UK regions was a feature of the referendum campaign, and was frequently linked to wider debates about the overall costs and benefits of the UK’s membership.  In this way Brexit may have given EU regional policy an unintended publicity boost.

 

The potential impact of this shouldn’t be over stated, though. At 18%, the overall level of awareness is still low and behind the EU average of 35%. Indeed, this overall lack of awareness might be part of the reason why areas which received relatively large amounts of EU investment (Wales, Cornwall, the north-east) nevertheless voted to leave. It is also entirely possible that increased awareness of EU funding may have had a negative impact on support for EU membership. There were, after all, many more respondents stating they had not benefited from an EU-funded project (65%) compared to those that said they had (22%). Nevertheless it may indicate that part of the solution to raising EU citizens’ awareness of EU regional spending may be to incorporate it into national discourses.

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Catégories: European Union

Making global education markets and trade

mar, 25/07/2017 - 08:47

Janja Komljenovic and Susan L. Robertson

How are education markets constructed? What is the global education industry? How is education becoming part of global trade in services?  Who are the actors involved? What are the consequences and outcomes for the sector and for society at large? These are some of the key questions addressed in a recent special issue ‘Making global education markets and trade’ published in the Globalisation, Societies and Education journal.

 

This special issue had its genesis in two panels that we have organised at the Comparative and International Education Society (CIES) Annual Conference in Vancouver in 2016. It aimed to generate theoretical, methodological and empirical insights into the very complex and new ecology of education systems that are being rapidly unbundled as largely state regulated sectors to functioning as a market. The authors identify a number of market devices and analyse how they work to set up and lubricate the ongoing workings of particular markets. They also analyse space and time as marketizing strategies to reveal complex modalities of power at play. And finally, they reveal networks of market-making actors who together work and invest to expand education markets as well as (re)structure national, regional and global political institutions.

 

Education market devices

A number of papers in the special issue focus on market devices and particularly elaborate (i) standards and standardisation, (ii) technology and infrastructure and (iii) data and metrics.

 

It is not surprising that standards are ‘normal’ elements of markets as they lubricate their smooth operation by increasing efficiency, reducing cost and enhancing trust. The papers analyse how education market-making actors intensively work to create industry standards, often without charging for this service. This is, however, also unsurprising as standardisation not only lubricates market operations, but also provides market opportunities for innovation and new products. In other words, standardisation in itself enables the creation of new commodities and markets.

 

Digital technologies and infrastructures are a second key group of market devices that are used both for and in countless particular devices and the same act as devices in their own right. Finally, data and metrics act as devices in that they convince buyers of education products of the trustworthiness of markets and their different products, acting, as one of the contributors to the issue describes it, as ‘epistemic objects’. Moreover, numbers give illusion of objectivity and are tools of the ‘governing by numbers’.

 

Spatial and temporal strategies for education market-making

Authors reveal the use of space and time as strategies for market-making; a set of processes that are often overlooked in the scholarly work on markets in education. Regarding spatial dynamics, particularly the use of space, scale, place, the nature of their social relations, and strength or weakness of their boundaries, are discussed. Regarding temporal dynamics, particularly the shift in temporal order towards the future is analysed to show how efforts to lock in a particular kind of future that privileges the interests of the investors, in turn helping to reproduce markets in education.

 

Networks and investors involved in education market-making

A number of papers also analyse those actors who are active in marketizing the education sector and the networks they form. They scrutinise the investment capital that seeks returns-on-profit, but also philanthropic donations that have particular connections to specific companies and the actors behind them.

 

Future research

Contributions to this special issue all in their own way engage with different sites and social processes as the basis for studying market-making and trade. An important endeavour of the authors was to theoretically and conceptually move beyond current approaches to studying market-making and trading in education services. As editors we endorse this endeavour and see that the complex processes are revealed in a novel way. As the editors, we wish to thank all of the authors for their outstanding contributions and look forward to wider ongoing conversations and future engagements with work on markets in education.

 

Janja Komljenovic and Susan L. Robertson are guest editors of the special issue ‘Making global education markets and trade’. Dr Janja Komljenovic is Senior Research Associate at the Lancaster University, UK. Professor Susan L. Robertson is Professor of Sociology of Educaton at the University of Cambridge, UK.

 

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Catégories: European Union

Happy birthday, EU NATO Declaration! All the best for your future

lun, 24/07/2017 - 10:49

[This post was originally published in the Atlantic Community.]

 

Saturday, July 8th, 2017 marked the first anniversary of the Joint Declaration by the President of the European Council, the President of the European Commission, and the Secretary General of NATO. The signing of this joint declaration between the EU and the Atlantic Alliance called for a new era of their relationship. But is the Joint Declaration really such a milestone that everybody in Brussels talks about? Or, is it just another act of nothing?

Even in the area of security and defense, cooperation has become an unavoidable issue in the last twenty-five years. States in Europe have not only recognized the need for closer collaboration, but have also come to realize that there is no alternative. Recent events, such as the Ukraine crisis and the renewed disputes with Russia, the refugee crisis, and the emergence of hybrid warfare as well as terrorist attacks in European capitals, have illustrated that one security organization alone is not able to solve such issues. The changing international order and the developments along Europe’s borders call for more cooperative approaches to peace and security.

 

 

With the EU-NATO Joint Declaration, another stone was laid to build a basis for cooperation. One year has passed since the signing. The main questions are now:

  1. What is the Joint Declaration comprised of?
  2. What has been implemented so far?
  3. What is the outlook for the future of EU-NATO relationship?

The EU-NATO Joint Declaration and the subsequent Implementation Plan are based on seven areas of cooperation: hybrid threats, operational cooperation, cyber security and defense, defense capabilities, defense industry and research, exercises, and defense and security capacity-building. The 42 articles within these areas of cooperation further propose actions and approaches to foster cooperation.

Yet, while these proposals sound promising and let one think that the EU-NATO cooperation has moved from “desirable” to “possible,” one important question remains: What has been achieved so far? Of course, their cooperation cannot be expected to have become the goody-goody among inter-organizational relations in security and defense only one year after signing this declaration. But the current “European defense momentum” should be used effectively and wisely, and should be translated into closer cooperation over the Atlantic. Fruitful grounds for doing so are hybrid warfare and cyber security. These fairly new security threats can trigger cooperation through using each organization’s own strength – for example, cooperation in hybrid warfare , in which each can make use of their strength and expertise, could become a good point of departure and a potential for a spill-over effect to other areas of cooperation, such as cyber security and defense capabilities.

Still, one has to be realistic and down to earth in terms of EU-NATO cooperation in general. Since signing the Joint Declaration, one major concern remains: Both organizations could take the easy way out and rest on their laurels. As pointed out by a NATO official, both organizations have to deliver now. Concrete and substantive deliverables are urgently needed. Just ticking the boxes of carrying out meetings and seminars is not enough. The “joint” is still missing from their actions and both have to work towards a sense of togetherness on both the operational and strategic levels in order to find solutions to current security threats on Europe’s eastern and southern borders.

Overall, the atmosphere between the two organizations and their staff has improved over the last months and weeks. Exchanges have become more regular, and issues of EU-NATO cooperation more frequently find their way on the organizations’ agendas. The future for their relationship looks promising, albeit full of obstacles and challenges, and a lot of work still needs to be done. The EU and NATO find themselves in the “friend zone” and should work towards more strategic partners with a sense of togetherness.

Areas of cooperation that seem to be most fruitful for joint actions are cyber security and hybrid warfare, as well as counter-terrorism and maritime security. Efforts in the Gulf of Aden and in Mediterranean Sea have illustrated that cooperation on the operational level is possible. Now it is time to translate the will to cooperate to other theatres. Crises in the Ukraine and Libya demand joint action because of the complex nature of these enduring conflicts. Neither organization is fully equipped to deal with these issues. However, questions still remain. Who will make the first move? Who dares to actually start cooperating on both the operational and strategic level? The implementation of the Joint Declaration and the 42 proposals remains to be seen.

 

Nele Marianne Ewers-Peters is a PhD Candidate and Teaching Assistant at the University of Kent.

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Catégories: European Union

Denmark’s strategy for North Sea oil and 2030 climate targets

jeu, 20/07/2017 - 12:30

Governments around the world are trying to strike a balance between climate policy and energy policy. This is difficult due to tension between the oil sector and the renewable energy sector, which has created a dualism between climate commitment and energy policies because national energy policies accommodate both fossil fuels and renewable energies. The tension within the different energy sectors is evident in Denmark, and it has implications for Danish climate targets especially in terms of its 2030 targets of 50 percent renewable energies and the long-term goal of low-carbon economy by 2050.

Denmark has traditionally been highlighted as an environmental forerunner[i], especially in green technology and wind-power, yet the current government’s policies are not enabling this transition from fossil fuel to renewable energies. The government’s climate and energy policies are inconsistent, simultaneously promoting the green technology sector through an export strategy whilst supporting the national oil industry through a new investment strategy.

Denmark is on course to achieve its 2020 EU climate and energy target for renewable energies, which is 30 percent and according to the 2017 national energy forecast[ii] Denmark will go beyond the target reaching 40 percent in 2020. The 2017 Energy Forecast is doubtful about reaching the targeted 50 percent for renewable energies for electricity in 2030. Importantly the European Environmental Agency has published a similar forecast for the whole of the EU, which only demonstrates the difficulties in implementing climate targets and changing energy production. The 2017 Energy Forecast argues this is partly due to lack of investment in renewable energies, i.e. wind-power, and conversion of existing power-plants. A further factor is predicted increase in energy consumption due to Apple and Facebook datacentres, which will lead to increased demand for mainly coal because of stagnated investment in renewable energies[iii].

According to DR news, the initial two datacentres (Facebook and Apple) will increase demand for electricity by 10 percent[iv] (the news report came before Apple announced it is building a second datacentre). Without investment in renewable energies, this increase in demand for energy will be supplied by fossil fuels, thereby negating Danish climate change commitments. However, Apple will invest in wind-power to produce electricity for its two datacentres[v]. A decision which is welcomed by the Danish government. According to Greenpeace Denmark, Apple’s investment in wind-power might not have negative effect on Danish renewable energies and climate target as the company apparently will rely on its own energy production[vi]. Thus, the problems with increased energy demand highlighted by the 2017 Energy Forecast might not be so big, but it is still unclear if Facebook will use the national energy grid or like Apple build its own power supply.

This year the government has shown a renewed commitment to fossil fuel. In January, the government signed a new deal with Danish Underground Consortium (DUC) represented by A.P. Møller-Mærsk to continue to obtain oil from the North Sea, including rebuilding the Thyra area. In the beginning of July, the government published its new strategy for investment in North Sea oil and gas[vii]. Denmark has been an oil producer for the past 40 years, and has been independent of imports, which has provided the country with high level of energy security. The government aims to continue to extract oil and gas from the North Sea thereby protecting energy security, tax revenue (despite a rebate for the DUC) and local jobs[viii].  A press release from Lars Christian Lilleholt, Minister for Energy, Utilities and Climate, stated that “in the future Denmark must have a strong and competitive energy sector with competences in both oil/gas and renewable energies”.[ix] Indeed the minister does not see a contradiction in the North Sea strategy and the 2050 goal of becoming a zero-carbon economy[x].

The dualism in energy investment, which favours both fossil fuels and renewable energies, does not enable green energy transition. It is important to remember that Denmark is not only a successful wind-power energy producer, it is also an oil producing country and the tension between these two energy sectors will increase as part of the green transition. This tension is not unique to Denmark indeed it is present in the overall climate debate. Importantly, Denmark is often mentioned as a forerunner in wind-power[xi], and the Danish fossil fuel story is frequently ignored. Yet the fossil fuel sector continues to play an important role for the national energy policy, which cast doubt on whether Denmark will reach its 2030 climate targets and eventually become a zero-carbon economy by 2050.

 

 

[i] Dyrhauge, H. (2017). “Denmark: a wind powered forerunner” in A Guide to EU Renewable Energy Policy: Comparing Europeanization and Domestic Policy Change in EU Member States. Edited by Israel Solorio, and Helge Jörgens, Edward Elgar publishing.

[ii] https://ens.dk/sites/ens.dk/files/widgets/multi_campaign/files/bf2017_hovedpublikation_13_mar_final_0.pdf

[iii] Ibid page 9

[iv] http://www.dr.dk/nyheder/penge/klimaraadet-datacentre-tvinger-danmark-til-investere-mere-i-sol-og-vind

[v] http://www.dr.dk/nyheder/viden/naturvidenskab/4-grunde-til-apple-bygger-endnu-et-datacenter-i-danmark

[vi] http://www.dr.dk/nyheder/indland/greenpeace-facebook-og-google-boer-foelge-apples-groenne-planer

[vii] https://ens.dk/sites/ens.dk/files/OlieGas/nordsoestrategi.pdf

[viii] Ibid page 3

[ix] http://efkm.dk/aktuelt/nyheder/nyheder-2017/juli-2017/ny-strategi-for-olie-og-gas-i-nordsoeen/

[x] http://www.dr.dk/nyheder/penge/minister-danmark-skal-vaere-et-foerende-olie-og-gasland

[xi] Dyrhauge, H. (2017). “Denmark: a wind powered forerunner” in A Guide to EU Renewable Energy Policy: Comparing Europeanization and Domestic Policy Change in EU Member States. Edited by Israel Solorio, and Helge Jörgens, Edward Elgar publishing.

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Catégories: European Union

The political and reputational costs of ‘no deal’

jeu, 20/07/2017 - 09:24

Today, UK in a Changing Europe publishes its report on “The Cost of No Deal“, to which I’ve contributed. Here I consider some of the wider ramifications.

There is one than one way that the Article 50 process might fail to reach an agreement and it is useful to consider each of these in turn, since they each carry quite varied political and reputational costs and benefits.

The most obvious path is that by late 2018 it becomes clear that there has not been much progress on substantive negotiations under Article 50 and that no amount of extension to the two-year period that ends in March 2019 will unblock this. By mutual agreement, both sides let the clock run out and the UK leaves at the end of the period.

Much will turn here on who did what and who blocked what. For both the UK and the EU, there will be considerable political and popular fall-out – all the more given that the start of the negotiations in summer 2017 appears to be relatively constructive – so there will be a strong desire to paint the other side as the spanner in the works.

The UK is unlikely to come out of such a battle of framing well: on the experience to date, it has been much less clear about its desired outcomes or its detailed positions, so the EU will be able to point to its much more public and visible approach as one of being transparent from the start. If the UK had problems with any of these points, then it had two years to make that clear.

Even if provisional agreement is reached on some issues – citizens’ rights, for example – everything is more than likely to lapse in the absence of an overall agreement, so those who thought they might miss the chaos of a ‘no deal’ outcome would also be sucked back in, raising questions about whether either side will make unilateral commitments.

More importantly, the absence of an agreed set of terms for withdrawal will leave the UK with a long list of uncertainties (discussed elsewhere) that will consume the very large majority of governmental and parliamentary business for some years to come, potentially enlivened with cases brought before international courts for compensation.

The failure to secure an agreement will also complicate international trade deals with third parties, who will be uncertain not only about the UK’s legal position, but also about whether it is a desirable negotiating partner: again the shadow of Article 50 will be long and will condition much thinking by others about how much British negotiators can be moved in their preferences.

However, the mutual impasse scenario is one that still leaves a fig-leaf of decency for the UK, since it requires the EU also to become implicated in the decision to run out the clock. It is not hard to imagine the political and media debate in such a situation, where ‘Brussels’ is to blame in large part: only if there has been a substantial organisation of soft- and anti-Brexiteers politically and a swing in public opinion in a similar direction will that translate into further problems for the government of the day. This is not to suggest it will be an easy option, but rather one that is highly fraught and uncertain, with no one response holding the upper hand.

By contrast, if Article 50 ends without agreement because of a unilateral British decision to remove itself from negotiations – maybe even to declare a unilateral and immediate withdrawal from the EU – then all of the costs and problems outlined above will be very much stronger.

In this situation, the uncertainties of the UK’s legal position would be much magnified, raising internal political debate about what might happen next. Of course, for this to come about, there would have to have been some governmental and parliamentary debate, and possibly a vote on the course of action, but given the current make-up of the House of Commons it is hard to see how any majority might operate with any stability or durability. In any case, the pressure from all sectors of business, citizens and others would consume the government to provide some clarity about the status of law and regulation. In addition, third parties might consider that a UK which up-ended its membership of the EU in such a manner might not be one with which to conclude any new treaty commitment.

This is perhaps the key point to take from any consideration of the political and reputational aspects: Brexit is not just about the EU. How the UK acts now and through the rest of the process, whatever the outcome, matters.

This breaks down into three basic elements.

Firstly, the British political system has already been thrown about by Brexit, which is likely to be the defining political event of this period. The choices made by the Conservative party, and Theresa May in particular, have put the country on a track that requires a satisfactory conclusion (i.e. a deal). Without it, there will be further profound dislocations in the party political system and more widespread discontent with the failure of the establishment. Since the UK would be in a position of being outside the EU, the current oppositional views to the government – softening or aborting Brexit all together – would no longer be viable, leaving all sides in a policy cul-de-sac.

Secondly, the EU would still be there. This basic truism is often forgotten in the British debate, but in the absence of a deal, it is inconceivable that there would be no dealings between the UK and the EU. If nothing else, the British Prime Minister and ministers will regularly bump EU counterparts at NATO, UN, G7, WTO and many other meetings: the EU has always been part of a bigger framework. As such, while it might be tempting to blame each other for a failure to agree a deal, this might in turn poison other relationships.

Finally, failure to agree will also compromise what little debate there is about the future path of the UK. The EU referendum did nothing more than conclude that the UK didn’t want to be a member of the EU; it did not set out a clear alternative path. If Article 50 does not produce that path, then the country is likely to find itself in an extended period of dislocation, short on friends, lacking in credibility as an international partner, and generally low on options.

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Catégories: European Union

Climate change and war

mer, 19/07/2017 - 11:18

An art exhibition in Germany illustrated the tragic price of the migration crisis that is now effecting Europe. The theme of an art installation called Lampedusa 361 was about refugees who have drowned in the Mediterranean, while trying to make the sea crossing from Africa to Europe. The installation which has been exhibited in Dresden and Düsseldorf is not just a piece of artwork, but also acts as a memorial to those who have died and a warning to all of us.

The exhibition consisted of posters which were laid out rather like beach mats or towels on the ground in an open space. The posters were of photographs of the graves of refugees who died off the coast of southern Italy. Candles were placed on the ground beside the mats, which created the impression of actually being in a cemetery where the refugees had been buried. In the year 2016 over 5000 men, women, and children died while trying to cross the Mediterranean often in old leaky overloaded fishing boats. These events pose the question of why are these people going to such desperate measures to reach Europe?

Throughout history refugees have fled the terror of persecution and wars, which continues to the present day: at the time of writing there are wars going in South Sudan, Nigeria, Yemen, Iraq and Syria. These conflicts have created millions of refugees who have lost everything, but added to this is the phenomenon of climate change. Both of these problems of climate change and wars are global, and could be described as the force that is pushing the mass migration from the south to the north.

The mass migration is a symptom of a dying planet, where large areas of the planet are becoming uninhabitable. The human species is killing the planet and itself at the same time. Europe can no longer cope with mass immigration, but mass immigration is not the fault of the immigrants, everybody will do what they have to do to survive. If EU member states – including the UK irrespective of Brexit – are selling armaments to Saudi Arabia and other oil and gas producing states in the Middle East, then Europe is helping to make the problem of mass immigration worse.

Sources
http://lampedusa361.de/

http://www.theguardian.com/world/2015/mar/09/saudi-arabia-becomes-worlds-biggest-arms-importer

http://www.thenational.scot/news/eu-to-probe-saudi-arms-trade.13087

©Jolyon Gumbrell 2017

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Catégories: European Union

Brexit is a fascinating case study for students and teachers of UK and EU politics

ven, 14/07/2017 - 14:10

Brexit is both a boon and a bane to the teaching and study of British and European politics. In this piece written with Alex Boyle, a politics student at the University of Liverpool, we set out the five ways in which Brexit is central to the study and teaching of both. 

As a student learning the politics of Europe and the UK and as a teacher trying to keep his lecture notes up to date while writing and editing two books on Brexit, Brexit poses for both of us a mix of difficulties and opportunities in our work. With it set to be the defining issue for Britain and one of the most unique challenges to ever face the EU, understanding Brexit is not something any student or teacher of politics can easily hide from.

Granted, by its very nature the study and teaching of politics is about crises and a topic in a perpetual state of flux. As we all know, politics textbooks have a short shelf life. The often slow process of publishing journal articles means many articles reflect the world and knowledge from a few years before publication. Lecture notes can be adapted, sometimes in response to events on the day. Changing reading lists and course structures, however, require time and sometimes higher approval.

Successfully combining Brexit into the study or teaching of British and European politics depends on keeping five things in mind.

Brexit Means Britain

Whether you’re studying or teaching British politics in the UK or on the other side of the world, understanding Brexit means understanding the contemporary UK. As both Eurosceptics and pro-Europeans agree, the issue of Europe is a defining issue for Britain because it reaches into almost every corner of the country’s political life. As Andrew Gamble argued back i03:

The reason why the issue of Europe has been so persistent and so divisive is that there is a lot at stake. For the future of British politics, there is no more important issue, involving as it does a reassessment of British identity, security and political economy, and a judgement about the relative priority to be given to Europe as opposed to other relationships, particularly those with America. Such choices occur rather rarely but when they do they often trigger political realignments which can constitute major turning points in the life of parties and states.

Learning and teaching the origins of a referendum whose result will have such profound implications and the longer history of the UK’s relationship with Europe is, therefore, a solid foundation for understanding not only Brexit but also the development of the modern British political system. As we discuss further below, Brexit opens up an extensive range of topics in UK politics.

The breadth of Brexit as a topic, therefore, offers students of British and European politics a chance to find that elusive ingredient to scoring a high mark: teaching their teacher something new. Synthesising the many different topics and approaches to Brexit allows both students and teachers a chance to escape the silos that too often structure academia. For the teacher, this is a topic where students can do some of the legwork of drawing in new ideas. Many might think of PhD students as the key here. The inevitable flood of PhD students working on Brexit will indeed fill in many of the gaps. But undergraduates, and not least those from elsewhere in the EU and the wider world, can offer much-needed ideas and reports on what Brexit means elsewhere and in other fields.

The Case Study of Brexit Britain

Brexit adds to Britain’s place as one of the best and most fascinating national case studies for social sciences. Britain’s politics have often made it a go-to place for many teachers and students on a wealth of topics. For pollsters and psephologists the UK’s multiple electoral systems have turned it into an electoral laboratory. Britain’s ongoing constitutional reforms and the resilience of its Westminster majoritarian model fuel endless debates amongst constitutional and legal scholars and those engaged in comparative politics. For those studying political economy the UK’s pursuit of Thatcherism, neoliberalism more broadly and austerity have left it a key case study. Historians and scholars of war and international relations find a country that has gone from being the world’s superpower to one that still delivers (or at least tries to) a military kick and leads the world in soft-power. How Britain has confronted (or not) its religious, racial and security tensions and histories fascinates those in countries around the world who face similar challenges. The very unity and identity of the United Kingdom makes it a must for any student of nationalism. The list is a long one.

Granted, other states have faced many of the same challenges as the UK, and it always pays to be wary of the biases that can arise from the study of the UK. Students and teachers should always ask how comparable the UK’s experiences are to those in the rest of Europe or the world. For example, was Trump’s election ‘Brexit plus, plus, plus’ as he predicted it would be? Was it a reflection of wider trends in European, Western and international politics? Or was it a reflection of a combination factors peculiar to the UK? Nevertheless, the UK still offers a wealth of easily accessible literature, data and examples backed up by a long history of studies that can be drawn on as a starting point. Brexit itself is fast turning into one of the most researched and data rich topics available.

Europe’s Brexit

It would now be unwise to teach or study Brexit or the EU without also trying to understand the other. Brexit already tells us something important about the nature of the EU. It has changed the politics of the continent to which Britain is forever bound and which shapes Britain more than any other part of the world.

That might all sound trite. Yet too often debates in Britain about Brexit are myopic ones based on an assumption that Brexit is about Britain. Some elsewhere in the remaining EU might like to try and ignore the unsettling fact that one of the largest and leading European states voted democratically to quit Europe’s predominant organisation for politics, economics, society and non-traditional security.

What Brexit means for Europe and what a changed EU means for the UK are fast becoming central issues to studying Brexit, the UK and European politics. For those in the UK studying and teaching British and European politics, studying the EU remains a central plank to understanding not just how the rest of the EU works and is responding to and debating Brexit, but how Britain will continue to live with a continent and political union that it is forever closely connected to. For students from elsewhere in Europe Brexit allows them the chance to examine their national debates about Britain as part of debates about a changing EU.

Theorising Brexit

Brexit is testing many of the theories and models we teach and learn in British politics, European studies and many other courses. We can use Brexit to apply such theories as those of structure versus agency or more nuanced theories of international relations such as constructivism versus neoclassical realism. Economists are wrestling with what Brexit means for their theories of how trade works. It has certainly tested models used by pollsters and psephologists to understand how the British people – and voters further afield – vote.

Too often ‘theory’ is a word that bores or scares many students and even some teachers. It can seem abstract, distant or an irrelevant addition thrown in at the start of an essay or journal article in the hope of ticking a box required for a decent mark or publication. This ignores how theoretical approaches can help make sense of the uncertainty and information overload that surrounds Brexit.

It’s very easy as teachers or students to be drawn into the daily and hourly developments of Brexit. Reading and following so many fast-changing developments can leave us feeling weary and without a sense of the bigger picture into which to fit developments. One thing theory can do is help narrow down the focus for our studies. For example, we could use theories of bureaucratic politics to understand how institutions will shape Brexit or constructivism to analyse the ideas that underpin it. We then have the opportunity to assess these theories, models and other new ideas in real-time as Brexit unfolds.

Generation Brexit 

Another example of a theoretically grounded attempt to analyse Brexit is to see this political and social split within British society as a generational phenomenon, as argued by Jackson-Preece and Dunin-Wąsowicz. This generational divide manifested itself again in the 2017 General Election, which proved that young people are an important political constituency and that older generations, including most politicians, have ignored them since the Brexit vote.

The LSE’s recently launched Generation Brexit social media and research project, which explores Brexit from a sociological perspective, can aid the study or teaching of British and European politics in the shadow of Brexit. This trailblazing project is currently crowdsourcing a millennial cohort vision for the future of UK – EU relations. It invites those aged under 35 from across the UK and Europe to debate, decide and draft a policy proposal that will be sent both the United Kingdom and the European Union Parliaments, and the respective negotiating teams.

Generation Brexit translates research findings into impactful and policy-relevant arguments that can be utilised to the study and teaching of Brexit. Unlike other Brexit-related engagement campaigns, this initiative targets millennials in the UK and in Europe alike. The pan-European dimension captures the reality of the Brexit negotiations, their contingency on both UK and EU27 politics. It also underscores the necessity of establishing a mutually beneficial relationship for the future, built on shared ideas from the millennial cohort of current voters, many of whom are teachers students of UK and EU politics.

Crystal Ball Gazing

All teachers and students of British and European politics will have faced questions from friends, family and strangers as to why Brexit happened and what might happen next. Speculation on a topic such as this is to be expected, not least when Brexit could turn out to be what historians term a critical juncture for the UK and the rest of Europe.

Academics are often told to be wary of crystal ball gazing. That can be left to think tanks and the media. It does mean, however, that unexpected developments or ones we wish to avoid can catch us out. Until the Brexit vote happened, contemplating Brexit or the withdrawal of any member state from the EU was something of a taboo topic for many in the field of European politics. It means there has been a scramble to understand and analyse such topics as European disintegration.

That leaves us with a lack of relevant and rigorously research literature. A lot of literature, including some of the journal articles, rushed out in response, will be conjecture. Due to the polarising nature of Brexit, for both students and teachers the task of being able to critically think and analyse this literature will be an important challenge for avoiding the inherent bias in many people’s work.

And what of the future? Is Brexit a here today and gone tomorrow topic? If it turns out to be a critical juncture then generations of students and teachers of British and European politics will examine the topic, to say nothing of living with its consequences. But even if Brexit is reversed, the experience will have been a significant one in the politics of the UK and the EU, and one that will have cast a light on so much of British and European politics.

This post first appeared on the LSE’s Brexit blog.

Dr Tim Oliver is an Associate at LSE IDEAS, a Teaching Fellow at UCL and Director of Research at Brexit Analytics.

Alex Booth is a history and politics graduate, University of Liverpool.

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Catégories: European Union

Why you should read the negotiating manual

jeu, 13/07/2017 - 09:41

It might not have been immediately obvious, but we are now into the meat of Article 50.  Even with a first cycle of meetings now done, it has taken a press conference from Michel Barnier to make any impression on the British media, and even then only to comparing notes on whistling.

All of which prompts some reflection on how it’s all going and, in particular, why the EU seems to be bossing it so far.

To be a bit less loose in my language, I’m pointing here to the way in which the Union has managed to get its views on all key decisions to date be accepted by the UK. This includes the use of Article 50, the sequencing and structure of negotiations and the content within that structure. By contrast, there is literally nothing that the UK has clearly shaped.

So why is this?

The simple answer is that the EU has followed good negotiating practice from the start, while the UK appears not to have done so.

This breaks down into a number of basic points.

Most importantly, the EU knows what it wants. This boils down to ensuring that the integrity of the treaties is maintained and that membership is a better deal than non-membership.

From that very simple starting point, it has been able to build up everything that follows, by virtue of having these underlying interests in place. Interests are not the same as positions, which are specific and usually rigidly defined, and are really useful because they leave open options, rather than closing them down.

This matters especially in Article 50, because the UK does not have a similar set of interests: wanting ‘the best possible deal’ is not an interest, but a statement of hope, so long as the notion of ‘best’ is not unpacked. In the face of the UK’s uncertainty, the EU is able to adapt and work around what it finds, as the UK finds it. If you spend some time with the negotiating mandate for the Commission, you’ll see that there’s not actually any particular result that it required, only a set of observations about the consequences of anything the UK might desire. Thus, the mandate notes that the four freedoms of the single market belong together, so it’s all in or all out, but the UK can decide which for itself.

Secondly, the EU has largely separated the people from the problem. It has been very largely indifferent to who sits in the negotiating chair, or in Number 10, or how big anyone’s mandate might be, because instead it has been focused on the specifics of resolving the Article 50 to a satisfactory conclusion for all involved. In this it has been helped by its relatively dominant position, and by not having to work its (multiple) domestic audiences, but the difference in tone is very evident, as underlined by this week’s contributions from Barnier and Johnson.

Rather than loosing time and effort to managing personality clashes (and more on that in a bit), the Commission has been able to gather and manage a lot of detailed discussion, generate options and identify preferred outcomes. Consider here how quickly it came to an evaluation of the UK’s proposal on citizens’ right and how this was presented in terms of the proposal, rather than of the people presenting the proposal.

And this is the third point: the EU has done lots and lots of preparation. From the morning after the referendum, work was begun to build teams, gather information, find consensus positions with member states and the European Parliament, so that it was more than ready to go by the time the UK got to submitting notification in March. Think on how the Commission has now issued 9 position papers, while the UK has only one. Sure, the Commission hasn’t produced one on the Irish border question, but the overall impression is of directed and focused problem-solving at work. In all this, it has been helped by having enough resource to pursue this work, without having to set up extensive new structures. While Theresa May spent the autumn touring European capitals finding out what might be possible, the EU was building up a head of steam.

This preparation has then fed into owning the agenda. The ideas contained in the very first response to the referendum have been reinforced and elaborated consistently and firmly since, presenting the Article 50 path, and its sequencing, as the only viable and acceptable path to follow. Even the issuing of multiple position papers is a reflection of how it keeps the UK on the back foot, constantly having to respond to the latest output rather than advancing its own ideas first. In the court of public opinion, the UK ends up looking like it’s playing catch-up or being curlish about what’s suggested.

The EU has made the most of this advantage by constructing positions that deal with process before results. The financial liabilities paper is a central exhibit here, as it tries to suggest a way of agreeing a sum, rather than suggesting a sum directly. It might seem obvious, but if everyone can agree on a fair way to do something, then they are much more likely to agree that the outcome is fair, and seen to be fair by others. In this particular case, this matters, because it contains a simple way of drawing out some of the inevitable sting from British reactions, especially from the ‘whistling’ end of the spectrum, for whom any sum is too large. Consider a bit of negotiating ju-jitsu by the Commission to appeal to British fair play: alternatively, think of it as top trolling, after all the fuss David Cameron made about fairness during his renegotiation.

Finally, the Commission has one more card up its sleeve, namely that it is structurally inflexible. You might call this its Uruguay aspect, after its move back in 1992 at the conclusion of a long round on talks for the then GATT, where the Commission claimed (largely sincerely) that it couldn’t give any more ground to the US on agriculture because the French wouldn’t let it.

For GATT, so for Brexit. The mandate might have been largely consensual in its formation, but different member states have different interests in the outcome, so the mandate is something of a balancing act. Both the process of its agreement and its content have already hardened what the Commission might give ground on in the talks. Expect a trip back to Blair House at some point.

But there’s another question underlying all of this: if this is all so obvious, why haven’t the British done the same?

Partly, they have. There is much work in DExEU and other units to build up capacity, plans and positions, most of which has yet to see the light of day.

And that’s because of the first point that I discussed, namely the question of purpose. Reading neither the Lancaster House speech or the White Paper produces any understanding of what the UK wants.

This is a theme I have returned to on several occasions, but the point bears repetition: the referendum campaigns were a pursuit of winning the vote, not having a discussion about the future direction of the country. Unless there is a general understanding of that, then the purpose of being out of the EU is unclear and most necessarily remain so.

Until then the Commission will be able to continue to advance its agenda and preferences, knowing that the UK will struggle to engage or push back, because it simply doesn’t know what it wants or what it needs.

 

PS – If you want a manual for all this, try this one.

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Catégories: European Union

Is The Paris Agreement on Shaky Legs? How to Ensure Successful Implementation

mer, 12/07/2017 - 14:34

What is needed to make the Paris Agreement a success? This blog post focuses on one of the most central but underappreciated elements – the periodic reviews of progress.  States must of course make ambitious and credible contributions in the first place.  But if there is no system to ensure that they are monitored and evaluated, the agreement will have very shaky legs.

Article 13 of the Agreement states that the Transparency Mechanism should “provide a clear understanding of climate change action… including clarity and tracking of progress towards achieving Parties’ individual nationally determined contributions… including good practices, priorities, needs and gaps” (p. 27).

Almost all countries have already put forward lists of policies to fulfil their commitments. But how will we know whether all of this will add up to limiting global warming to ‘well below’ two degrees Celsius? Doing this will require concerted efforts in monitoring and evaluating climate action – but how may we best organize these activities across the globe?

Our brand-new paper, published in Evaluation, addresses this very question on how to organize monitoring and evaluation. This issue matters because the European Union and others are already investing significant amounts of resources in climate policy monitoring and evaluation activities, and many different kinds of actors, such as the European Environment Agency, the European Commission, the Court of Auditors and others have become actively involved. Earlier research has already highlighted important shortcomings in climate policy monitoring and evaluation activities. Our paper argues that the organization of these activities is another area that has received far too little attention.

In the paper we argue that there are, in principle, two different axes to think about governing or organizing monitoring and evaluation activities. The first is a distinction between formal, government-driven or funded evaluation and informal, society-driven evaluation. Earlier evaluation scholars have argued that evaluation driven, funded or even conducted by governments may benefit from more detailed knowledge of the policy process, potentially higher levels of resources to conduct evaluations, and perhaps also greater uptake of the findings.

By the same token, governmental actors may be under pressure to ‘look good’ and thus shy away from critically evaluating one’s own policies, particularly the ones that may not be working as envisaged. Thus, more informal, societal actors (such as NGOs, foundations, trade unions and others) may be able to step in and provide a more critical eye, provided that they have the interest and resources to do so.

The second way to view the governance of evaluation runs along centralized and de-centralized approaches. On one hand, evaluation may be organized in a centralized way with clear standards that evaluators use everywhere, and where essentially one evaluation actor (governmental or non-governmental) organizes and potentially funds/conducts evaluation. In other words, resources are pooled in order to conduct evaluation tasks.

An advantage of this approach may be higher levels of comparability given more uniform evaluation standards and potentially higher level of resources. On the other hand, scholars from the polycentric governance tradition[1] would argue that such centralized evaluation systems may be prone to failures (what if one picks the wrong or incomplete standards?) and is often insensitive to the vital contextual factors from which policies emerge and contribute significantly to success or failure. Thus, another way of organizing evaluation may be in a much more de-centralized way with many different kinds of actors involved in evaluation.

Taking these two axes, we created a new typology in our paper that considers them both at the same time in Figure 1. Doing so opens up new combinations and thus ways to think about governing evaluation. We then drew on existing evidence from climate policy monitoring and evaluation in the European Union to assess to what extent we can detect empirical patterns that chime with our typology.

Figure 1 – Source: Schoenefeld & Jordan, 2017.

The European Union has been a long-standing leader in efforts to monitor and evaluate climate policies, and there are indeed many ongoing efforts, and certainly challenges, in monitoring climate policies. Looking at these activities from the perspective of our typology shows that we can indeed detect patterns that relate to the four quadrants in the typology in the context of the European Union. The new typology is thus a useful way to comprehend evaluation activities, and we hope that it will open up ways of governing them.

For example, the Monitoring Mechanism for climate policies and measures operated by the European Environment Agency, contains negotiated standards and methods, but once these are set, operates in a fairly hierarchical way. Both the European Commission (formal) and more informal evaluation organizations have endeavoured to create evaluation standards, which could be extended to the climate domain. Last, a meta-analysis[2] of climate policy evaluation in the EU has revealed a vast number of studies that used a range of different standards and methods (à la carte). As states are currently hammering out the details of transparency in the Paris Agreement, they should keep these different options and trade-offs in mind.

What then is necessary in order to implement the Paris Agreement? We argue that part of the answer to this question lies in considering how to build successful and enduring systems to monitor and evaluate ongoing climate policy efforts, and that it crucially matters how to organize these activities. Our paper reveals that there are range of organizational choices and options in the climate policy monitoring and evaluation domain and that different options have implications for the practice and results of evaluation. It is worth thinking carefully about how and who organizes the review processes, in order to generate systems that capture the full extent of knowledge and understanding on our climate policies.

This post has also been published on the INOGOV Blog.

[1] Ostrom, E. (2010). Polycentric systems for coping with collective action and global environmental change. Global Environmental Change, 20(4), 550-557.

[2] Huitema, D., Jordan, A., Massey, E., Rayner, T., Van Asselt, H., Haug, C., … & Stripple, J. (2011). The evaluation of climate policy: theory and emerging practice in Europe. Policy Sciences, 44(2), 179-198.

 

The post Is The Paris Agreement on Shaky Legs? How to Ensure Successful Implementation appeared first on Ideas on Europe.

Catégories: European Union

An American in Paris

mer, 12/07/2017 - 14:30

On the eve of Donald Trump’s arrival in Paris,

Mike Ungersma recalls the first visit by an American President

His achievements were many –

  • The first President to visit Europe while in office
  • The first President with an earned doctorate degree
  • The first President to hold press regular conferences
  • The first President to win the Nobel Peace Prize

We cannot be certain of how President Trump will be received in the French capital on Friday July 14 – Bastille Day – but we know exactly how Woodrow Wilson was greeted.  From the moment in December of 1918 his party arrived in Brest aboard the former German passenger ship renamed SS George Washington, to his arrival in Paris for the talks at Versailles among the victorious Allies, Wilson had become an international hero.

When the President disembarked at Brest on December 13, he met sunny streets lined with flags and laurel wreaths, listened to the warm drone of Breton bagpipes filling the air, and heard shouts of “Vive Amerique! Vive Wilson!” echoing above the crowd.  Huge numbers of people, many resplendent in their traditional Breton costumes, covered every inch of pavement, every roof, every tree.  Even the lampposts were taken.

Margaret MacMillan, Six Months That Changed the World

The ‘Six Months’ historian Professor Margaret MacMillan refers to represents a time today’s ‘jet age’ politicians would find extraordinary.  After appointing himself and three other members of his Administration official delegates to the Paris gathering, Wilson said he wanted to focus on ‘Big Picture’ ideals at the meeting, and not get bogged down in details.  But bogged down he became, so much so that apart from a brief return to the States from mid-February to mid-March, Wilson stayed in Paris for an amazing six months.

Perhaps no other American President before or since has enjoyed such international popularity.  It arose because of Wilson’s appealing if scholarly idealism and the eloquent and visionary promises he made as he reluctantly led the United States into a war that was to – in his words – “make the world safe for Democracy”.  The hopes and aspirations of literally millions rested on Wilson.  His reticence to become involved was summed up in his insistence that the U.S. was not an ‘ally’ of the British and French in the conflict; it was an ‘associate’.  But once committed, Wilson became an uncompromising and determined statesman who, while regarded dismissively as naive by many European leaders, was seen as a saviour to those who had suffered the ravages of the world’s first global war.

It is worth remembering what had taken place in those awful four years leading up to the peace conference.  Professor MacMillan, whose new book, The War That Ended Peace: The Road to 1914, is published in August, told a Canadian interviewer:

. . . we still don’t know what to make of it. We’re still horrified by the loss, by the sense that it may have all been a mistake, by the sheer waste, and by what happened afterward. Nothing much was settled, it helped to brutalize European society, to breed ideologies like fascism and Bolshevism, to prepare the way for the horrors that came in the 1920s and 1930s and the Second World War. It’s also a war that created the modern world. It had its greatest impact on Europe, of course, but it shaped Canada and Australia, helped to speed the rise of the United States to superpower status, and redrew the map of much of the world. It was a watershed that remains one of the greatest historical puzzles.

Donald Trump, invited by President Emmanuel Macron to watch as American soldiers parade with their French counterparts down the Champs-Elysées, will in a sense become a ‘bookend’ to his respected predecessor.  One hundred years will have passed by then, commemorating the entry of the U.S. into what Professor MacMillan and many other historians regard as Europe’s first ‘civil war’.  It was an occasion poignantly marked by General John J Pershing’s declaration before the tomb of Gilbert du Motier, the Marquis of LaFayette: “LaFayette, nous sommes ici” –  “LaFayette, we are here”.  Pershing, made commander in chief of the American Expeditionary Force by Wilson, was acknowledging an old debt about to be repaid to the French soldier and statesman who had hugely assisted America in its War of Independence against the British.

If, as some argue, President Trump is ill-prepared for the vagaries and intricacies of international diplomacy, none of these shortcomings applied to Wilson.  Well into his second term, Wilson had the mind and manner of an academic and an intellectual.  The author of four scholarly books on American history and government, he already had one war ‘under his belt’ before he faced the consequences of the European conflagration.

Ironically, given President Trump’s insistence on building a “big, beautiful wall” along America’s lengthy border with Mexico, a century earlier Wilson had taken a far more aggressive approach to the United States’ southern neighbour.  He assumed office during the Mexican Revolution, and didn’t like the outcome – the victory of Victoriano Huerta.  Demanding democratic elections to replace what he rather indelicately called a “government of butchers,” Wilson showed no hesitation in interfering with the affairs of Mexico and other regimes in Latin America.  Indeed, when Huerta arrested a handful of U.S. sailors in the port of Tampico, Wilson sent the navy to occupy Veracruz.  War was averted, but there was more to come.

A new threat had arisen from ‘South of the Border’ –  Pancho Villa.  In the turmoil, Huerta had fled the country, and a new leader – Venustiano Carrranza – had taken control.  It was a signal to his subordinate, Villa, to act.  He raided a town in New Mexico, now part of the U.S., killing several Americans.  Wilson reacted with fury, ordering General Pershing – then virtually unknown – to cross the border with 4,000 troops.  It was the beginning of a campaign that would hugely boost Pershing’s profile, lead to more violence, and ultimately to negotiations between the two countries.  As the war in Europe entered its second year, threatening to suck in the U.S., Wilson moved to end the Mexican adventure, recognized Carranza’s government, and turned his attention east, across the Atlantic.[i]  He was about to abandon his policy of neutrality for a crusade.

Pershing’s arrival in Europe turned the tide.  Although he came with only 14,000 troops, their numbers would soon swell to a million, and with them incalculable amounts of American military hardware.  While late to participate in the conflict, the American presence was critical.  Military historian Edward M Coffman:

. . .beginning September 12, 1918, Pershing commanded the U.S. First Army, comprising seven divisions and more than 500,000 men, in the largest offensive operation ever undertaken by United States armed forces. This successful offensive was followed by the Meuse-Argonne offensive, lasting from September 26 to November 11, 1918, during which Pershing commanded more than one million American and French combatants. In these two military operations, Allied forces recovered more than 200 sq mi (488 km2) of French territory from the German army. By the time the Armistice had suspended all combat on November 11, 1918, the American Expeditionary Forces had evolved into a modern, combat-tested army.

Edward M Coffman, The War to End All Wars: American  Military Experience in WWI (1998)

Whatever Wilson brought to the table in Paris, less than a month after the war had ended, it was not a lack of experience.   While President Trump has had his challenge in the form of Vladimir Putin, Wilson faced two wily and well-rehearsed politicians – Britain’s Lloyd George and the French Premier Georges Clemenceau.  Neither were adverse to ‘backroom’ deals.  Moreover, Wilson confronted a staggering array of representatives from virtually every national group in Europe and beyond – and there were dozens.  All expected a hearing from the author of the new doctrine of ‘Self Determination’ – what they saw as a sacred text.  From Arab chieftains to Balkans revolutionaries, and even the man who was to later become Ho Chi Minh – the lobbies of the Versailles Palace were crowded.  All had huge expectations of Wilson. It would not end well.

Wilson had already expressed some doubts – privately.  He realized what awaited him in Paris while still on board the George Washington, steaming toward Brest.  He told George Creel, America’s first propaganda chief, “whether you have not unconsciously spun a net for me from which there is no escape . . .what I seem to see – with all my heart I hope that I am wrong – is a tragedy of disappointment.”  It was to be a prescient remark. Nothing was to go to plan in the talks that followed.

Wilson finally left Paris in the summer of 1918, ill and profoundly disappointed at his own failure. The French and the British had carved up the Middle East, imposed crippling sanctions on a defeated enemy, presented Germany with reparations the country could not meet, retained and strengthened their colonial possessions, all of which set the stage for the tragic drama that was to playout for virtually the remainder of the century.  Few of those who had lobbied the conference achieved anything – leaders of the Arab revolt in the desert, Polish nationalists in Warsaw, rebels in the Greek islands, Koreans trying to shake off Japan’s control – all failed.  And they blamed Wilson.

In his only break from the deliberations in France – his brief return to Washington in February – Wilson knew he was grappling with the flames he himself had ignited.  He told Congress:

Well-defined national aspirations should be satisfied without introducing new or perpetuating old elements of discord and antagonism that would likely in time to break the peace of Europe, and consequently of the world.

In contrast to the present occupant of the White House, Wilson had no hesitancy in admitting to his own ignorance and failings.  The next year he told Congress: “When I gave utterance to those words – all nations had the right to self-determination, I said them without the knowledge that nationalities existed, which are coming to us day after day.”  In fairness, Wilson cannot be held responsible for the surge of European nationalism – Marx had railed against it more than a half-century before, and, correctly predicted its eventual outcome.  Nor can he be be blamed for the behind-the-scene machinations of the British and the French.  Wilson had unwittingly become the focus of the aspirations of millions.  He – in his idealistic innocence – had given it voice.

And the League of Nations, the other major strand of Woodrow Wilson’s dream?  The League was to be a new and pioneering way of managing the affairs of the world’s nations.  He believed the balance of power did not work.  Nor should there be a vindictive settlement to the war – no retribution, unjust claims, indemnities and fines.  Ironically, there would be all of this but no League of Nations with American participation, Congress saw to that.  Wilson’s fault? He certainly had not brought Congress along, especially his Republican opponents whom he had intentionally slighted even though many supported his goals in Paris.  Meanwhile, his illness worsened – some thought he had suffered a stroke while in Paris – leaving his vision lacking its author and chief supporter.  His wife, Edith, became virtually the de facto President during his long absences as he lay isolated in his sick bed.

Today, in contemplating the legacy of Wilson, the list of the President’s critics is long, some savage in their condemnation.  Sigmund Freud: “. . . the impression of the method of Christian Science applied to politics.”  Or this scathing comment by economist Maynard Keynes, a British adviser at Versailles:

He (Wilson) could not, all in a minute, take in what the rest were saying, size up the situation with a glance, frame a reply, and meet the case by a slight change of ground; and he was liable, therefore, to defeat by the mere swiftness, apprehension, and agility of a Lloyd George. There can seldom have been a statesman of the first rank more incompetent than the President in the agilities of the council chamber.

John Maynard Keynes, The Economic Consequences of Peace (1919)

Thursday night, before the annual celebrations to mark France’s most important national holiday, Emmanuel Macron will treat Donald Trump to dinner in what some regard as the finest restaurant in the French capital, the Jules Verne on the second floor of the Eiffel Tower.  As they gaze out from a facility that allows probably the best views of the ‘City of Light’, one wonders if the ‘War to End All Wars’ will even be mentioned.  Certainly the Wilson legacy is unlikely to be a topic.

Let the last word be his, this dreamer, this romantic who became President:

We grow great by dreams. All big men are dreamers. They see things in the soft haze of a spring day or in the red fire of a long winter’s evening. Some of us let these dreams die, but others nourish and protect them; nurse them through bad days till they bring them to the sunshine and light which comes always to those who sincerely hope that their dreams will come true.

[i] This skirmish with Mexico had more than one bizarre result.  Not only did it provide the U.S. Cavalry with one of its last chances for a mounted charge, it also produced the notorious Zimmermann Telegram.  In January of 1917, British cryptographers deciphered a telegram from German Foreign Minister Arthur Zimmermann to the German Minister to Mexico, von Eckhardt, offering United States territory to Mexico in return for joining the German cause. This message helped draw the United States into the war and thus changed the course of history. The telegram had such an impact on American opinion that, according to David Kahn, author of The Codebreakers, “No other single cryptanalysis has had such enormous consequences.” (U.S. National Archives)

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Catégories: European Union

IMF’s Approval-In-Principle and Greece’s 3rd Program

dim, 09/07/2017 - 18:51

An exclusive look into the details of the Approval In Principle proceedure of the IMF, and its application on the 3rd Greek Financial Assistance Program: …the options remain limited. Either the IMF will be satisfied with later, more detailed delineation of the debt relief measures and provide financing, or the Eurogroup will be pressured to consider actual implementation of the measures before the end of the program

The Greek case of the Eurozone crisis from 2010 onwards has, by now, turned into a mutli-series drama. Another installment came in the June 2017 Eurogroup on the second review of the third Greek financial assistance Program. The review has limped on for more than a year since the conclusion of the first one on May 2016 (e.g. intermediate Eurogroup meetings in December 2016, February 2017), primarily because  of the unwillingness of the IMF to provide financing (so far its input in the Program has been only on policy)  unless the following measures were adopted: (1) additional structural adjustment policies with emphasis on tax and pension reform by Greece, and (2) relief for Greek debt (179% GDP in 2016) by the Eurozone member states to make it sustainable.

The bulk of the additional structural adjustment measures were adopted by Greece under Law 4472/2017, and are to be implemented from 2019. In relation to debt relief, while measures had been delineated in the May 2016 Eurogroup meeting, the IMF deemed them largely insufficient. A standoff was  created between the Eurozone and the IMF similar to an Alphonse and Gaston Routine: the IMF would not provided financing unless additional debt relief measures were assumed (or these were further specified), while Eurozone member states, considering the IMF’s participation necessary,  were unwilling to conclude the second review and implement or, at least, further specify the debt relief measures without IMF financing.

The solution reached was the IMF’s Approval-In-Principle (AIP) procedure. AIP was first implemented during the 1980s debt crisis of Latin American countries, when considerable external financing was required (either direct or indirect, e.g. debt relief, etc.) to complement that of the IMF. However, the banking sector refused to provide it until there was an official Program. In turn, the IMF requested that external financing was in place before it agreed on a Program. AIP offered a way to reassure the banks that there would be a Program so that they could provide the necessary external financing, without committing the IMF until this financing was in place. Thos process was first used for Sudan in 1983 and a total 19 times since through the 1980s[1]. While AIP proved a convenient instrument, there were fears of indiscriminate usage raised, which led to the adoption of a set of AIP arrangements by the IMF in 1984:

1. AIP would be limited to Stand-By Arrangements (a relatively short lending arrangement of the IMF) that would becomeeffective on the date on which the Fund finds that satisfactory arrangements have been made for the financing of the uncovered gap” in a country’s Balance of Payments.

2. A country seeking AIP would not be treated more favorably than a country seeking outright approval of an assistance Program: any prior actions should be completed before AIP approval.

3. AIP should be used “where substantial uncertainties on the financing of a program remain but management is of the view that… (AIP) would assist  the member in reaching an agreement with is creditors.

4.  AIP would be used in cases where the IMF’s role would be “to give confidence to other creditors…that members concerned are making serious adjustment efforts

5.  To avoid delays between AIP and the evntual Program a deadline of 30 days for reaching a deal was set. The Executive Board agreed to the 30-day limit as a guideline, but with flexibility around this on a case-by-case basis.

It is clear that, although these guidelines were created under considerably different global conditions and for countries substantially different from Greece, they were retained in the Greek case. The Greek AIP will be followed by a proposal for a precautionary Stand-By Arrangement of a modest amount (reported close to €2 billion). Moreover, AIP was not agreed until Greece had already implemented the structural adjustment measures requested by the IMF, thus avoiding preferential treatment. AIP was also employed to resolve a standoff on external financing between the Eurogroup and the IMF (similar to the deadlock between the banking sector and the IMF during the 1980s), in this way providing assurances that the structural adjustment undertaken by Greece is sufficient. Finally, the IMF, while examining the implementation of a deadline between the AIP and Greek Program financing, remained flexible on how long this would be.

The question is whether AIP really helped in Greece, Eurozone and IMF reaching an agreement? Here, it seems that it has postponed rather than resolved the problem. Greece has warned that without an agreement on debt relief, the additional structural adjustment measures will not be implemented from 2019. However, the adoption of specific debt relief measures by the Eurogroup requires IMF financing and, in turn, the IMF requires further elaboration of these measures in order to provide this financing. The key element here is the deadline between AIP and eventual IMF financing.

The important point here is the duration between the AIP and IMF financing through the Program. During the 1980s, the 30-day limit was set because of considerable deficiencies in AIP implementation. Since all of the 1980s AIP guidelines were maintained in the case of Greece, it is very likely that a deadline will also be set. However, 30 days seems unlikely, since debt relief for Greece is a politically sensitive issue for Eurozone member states, and especially for Germany with federal elections coming up this September. Concordantly, the Eurogroup in this meeting  also stated that most debt relief measures will be considered after the end of the Greek Program in August 2018.

Taking the above under consideration, if the IMF holds out until then to finance the Greek Program, this would mean duration of one year after AIP, something which that could clearly jeopardize the entire process similarly to the early 1980s. As such, the options remain limited. Either the IMF will be satisfied with later, more detailed delineation of the debt relief measures and provide financing, or the Eurogroup will be pressured to consider actual implementation of the measures before the end of the program. One thing is certain: Even after AIP, this drama series is far from over.

First published in Social Europe on 03.07.2017.

[1] AIP was also used for: Sudan (again) Ecuador, Zaire (twice), Madagascar, Jamaica, Zambia, Côte d’Ivoire (twice), Kenya, Somalia, Chile, Republic of Congo, Mexico, Nigeria, Argentina, Yugoslavia, and Brazil.

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Catégories: European Union

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